Commonwealth Equity Services
GUG

Commonwealth Equity Services’s Guggenheim Active Allocation Fund GUG Stock Holding History

Commonwealth Equity Services’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-15,133
Closed -$232K – 4365
2025
Q4 		$232K Buy
15,133
+3,428
+29% +$53.3K ﹤0.01% 3857
2025
Q3 		$183K Sell
11,705
-359
-3% -$5.6K ﹤0.01% 3972
2025
Q2 		$189K Buy
12,064
+464
+4% +$6.97K ﹤0.01% 3936
2025
Q1 		$175K Buy
11,600
+264
+2% +$4.06K ﹤0.01% 3876
2024
Q4 		$169K Buy
11,336
+259
+2% +$4.06K ﹤0.01% 3805
2024
Q3 		$183K Buy
11,077
+244
+2% +$3.84K ﹤0.01% 3737
2024
Q2 		$162K Buy
10,833
+344
+3% +$5.06K ﹤0.01% 3700
2024
Q1 		$154K Sell
10,489
-7,725
-42% -$113K ﹤0.01% 3704
2023
Q4 		$267K Buy
+18,214
New +$248K ﹤0.01% 3269

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services's GUG Position: Q1 2026 in Review

Commonwealth Equity Services sold out of Guggenheim Active Allocation Fund (GUG) in Q1 2026, closing a stake of 15,133 shares — an estimated $232K sold.

Commonwealth Equity Services first reported a position in GUG in Q4 2023 and held it in 9 quarters. The position peaked at $267K in Q4 2023. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

  • Commonwealth Equity Services reported no remaining Guggenheim Active Allocation Fund position as of Q1 2026 after selling out during the quarter.
  • Commonwealth Equity Services sold 15,133 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $232K.
  • Commonwealth Equity Services first reported a position in Guggenheim Active Allocation Fund in Q4 2023 and held it in 9 quarters.
  • Commonwealth Equity Services's Guggenheim Active Allocation Fund position peaked at $267K in Q4 2023.
  • 44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Commonwealth Equity Services's 13F filing for Q1 2026, filed 27 Apr 2026.