We are live on ! Find out more
FXU icon

First Trust Utilities AlphaDEX Fund

100 hedge funds and large institutions have $1.09B invested in First Trust Utilities AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 38 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

8% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 38

2.44% less ownership

Funds ownership: 86.04%83.6% (-2.4%)

4% less funds holding

Funds holding: 104100 (-4)

7% less capital invested

Capital invested by funds: $1.17B → $1.09B (-$82.2M)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

Holders
100
Holders Change
-4
Holders Change %
-3.85%
% of All Funds
2.49%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
35
Reduced
38
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FFS
51
Founders Financial Securities
Maryland
$616K -$13.6K -495 -2%
HI
52
Horizon Investments
North Carolina
$616K -$13.2K -480 -2%
UCFA
53
United Capital Financial Advisors
Texas
$580K -$294K -10,654 -33%
Cambridge Investment Research Advisors
54
Cambridge Investment Research Advisors
Iowa
$579K -$12.8K -466 -2%
WF
55
WealthTrust Fairport
Ohio
$487K
BIG
56
Bellwether Investment Group
Tennessee
$472K +$19.7K +715 +4%
FA
57
FDx Advisors
Illinois
$457K -$2.84K -103 -0.6%
LFG
58
LifePlan Financial Group
Ohio
$437K -$45.5K -1,650 -9%
NA
59
Navellier & Associates
Nevada
$434K -$992 -36 -0.2%
SWP
60
Stratos Wealth Partners
Ohio
$374K +$69K +2,505 +22%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$371K -$48.8K -1,770 -11%
CIAS
62
Capital Investment Advisory Services
North Carolina
$369K +$13.2K +479 +4%
TSS
63
Two Sigma Securities
New York
$360K +$367K +13,322 New
SG
64
StoneX Group
New York
$335K +$71.5K +2,593 +26%
KA
65
Kovack Advisors
Florida
$314K -$26.3K -955 -8%
Citigroup
66
Citigroup
New York
$297K +$23.7K +860 +9%
SI
67
Stephens Inc
Arkansas
$284K -$62.7K -2,274 -18%
LFAS
68
Level Four Advisory Services
Texas
$284K +$29.7K +1,079 +11%
Citadel Advisors
69
Citadel Advisors
Florida
$267K -$1.04M -37,752 -79%
BIA
70
Biondo Investment Advisors
Pennsylvania
$233K +$238K +8,630 New
FAAS
71
First Allied Advisory Services
California
$219K -$30.2K -1,095 -12%
WS
72
Wedbush Securities
California
$209K +$213K +7,741 New
SG Americas Securities
73
SG Americas Securities
New York
$157K -$1.44M -52,163 -90%
ASN
74
Advisory Services Network
Georgia
$123K +$13K +472 +12%
RFM
75
Royal Fund Management
Florida
$114K

FXU Hedge Fund Activity: Q3 2017 in Review

100 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2017, worth a combined $1.09B — down 7% from $1.17B a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FXU and 12 opened new positions — a net loss of 2 holders — while 38 trimmed existing stakes and 35 added.

The largest buyer was BB&T Securities, adding an estimated $9.08M. The largest seller was First Trust Advisors, cutting an estimated $27.4M.

  • 100 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2017, down from 104 in Q2 2017.
  • Funds reported $1.09B of First Trust Utilities AlphaDEX Fund stock for Q3 2017, down 7% quarter-over-quarter.
  • 12 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2017 and 14 closed out, a net change of -2 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2017 was BB&T Securities, an estimated $9.08M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2017 was First Trust Advisors, an estimated $27.4M sold.

Based on aggregated 13F filings for Q3 2017.