Horizon Investments’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Horizon Investments’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-19,279	Closed	-$563K	–	373
2019 Q4	$563K	Sell	19,279 -2,821	-13%	-$81.8K	0.02%	268
2019 Q3	$655K	Sell	22,100 -4,698	-18%	-$136K	0.03%	142
2019 Q2	$769K	Buy	+26,798	New	+$763K	0.02%	177
2017 Q4	–	Sell	-22,797	Closed	-$616K	–	193
2017 Q3	$616K	Sell	22,797 -480	-2%	-$13.2K	0.04%	119
2017 Q2	$629K	Sell	23,277 -776	-3%	-$21.4K	0.04%	108
2017 Q1	$659K	Sell	24,053 -1,621	-6%	-$44.1K	0.04%	102
2016 Q4	$686K	Sell	25,674 -554	-2%	-$14.4K	0.05%	81
2016 Q3	$680K	Sell	26,228 -1,828	-7%	-$48.8K	0.05%	65
2016 Q2	$758K	Buy	28,056 +1,871	+7%	+$47.9K	0.06%	63
2016 Q1	$680K	Buy	+26,185	New	+$618K	0.05%	57

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Horizon Investments's FXU Position: Q1 2020 in Review

Horizon Investments sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q1 2020, closing a stake of 19,279 shares — an estimated $563K sold.

Horizon Investments first reported a position in FXU in Q1 2016 and held it in 10 quarters. The position peaked at $769K in Q2 2019. 94 funds tracked by Wall St. Rank hold FXU as of Q1 2020.

Horizon Investments reported no remaining First Trust Utilities AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Horizon Investments sold 19,279 First Trust Utilities AlphaDEX Fund shares in Q1 2020, an estimated $563K.
Horizon Investments first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2016 and held it in 10 quarters.
Horizon Investments's First Trust Utilities AlphaDEX Fund position peaked at $769K in Q2 2019.
94 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2020.

Based on Horizon Investments's 13F filing for Q1 2020, filed 15 May 2020.