First Allied Advisory Services’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

First Allied Advisory Services’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-7,941	Closed	-$231K	–	1120
2019 Q4	$231K	Buy	7,941 +731	+10%	+$21.2K	0.01%	1050
2019 Q3	$214K	Sell	7,210 -384	-5%	-$11.1K	0.01%	1065
2019 Q2	$218K	Buy	+7,594	New	+$216K	0.01%	1055
2019 Q1	–	Sell	-8,906	Closed	-$239K	–	1169
2018 Q4	$239K	Buy	+8,906	New	+$249K	0.01%	878
2018 Q1	–	Sell	-6,374	Closed	-$166K	–	1265
2017 Q4	$166K	Sell	6,374 -1,758	-22%	-$47.7K	0.01%	1119
2017 Q3	$219K	Sell	8,132 -1,095	-12%	-$30.2K	0.01%	969
2017 Q2	$250K	Buy	9,227 +114	+1%	+$3.15K	0.01%	929
2017 Q1	$247K	Sell	9,113 -199	-2%	-$5.42K	0.01%	875
2016 Q4	$249K	Sell	9,312 -8,456	-48%	-$219K	0.01%	880
2016 Q3	$461K	Buy	17,768 +6,639	+60%	+$177K	0.02%	591
2016 Q2	$300K	Sell	11,129 -7,003	-39%	-$179K	0.02%	741
2016 Q1	$470K	Buy	+18,132	New	+$428K	0.03%	557

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

First Allied Advisory Services's FXU Position: Q1 2020 in Review

First Allied Advisory Services sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q1 2020, closing a stake of 7,941 shares — an estimated $231K sold.

First Allied Advisory Services first reported a position in FXU in Q1 2016 and held it in 12 quarters. The position peaked at $470K in Q1 2016. 94 funds tracked by Wall St. Rank hold FXU as of Q1 2020.

First Allied Advisory Services reported no remaining First Trust Utilities AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
First Allied Advisory Services sold 7,941 First Trust Utilities AlphaDEX Fund shares in Q1 2020, an estimated $231K.
First Allied Advisory Services first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2016 and held it in 12 quarters.
First Allied Advisory Services's First Trust Utilities AlphaDEX Fund position peaked at $470K in Q1 2016.
94 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2020.

Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.