Two Sigma Securities’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Two Sigma Securities’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-10,229	Closed	-$290K	–	1166
2020 Q4	$290K	Buy	+10,229	New	+$290K	0.01%	1069
2020 Q3	–	Sell	-25,280	Closed	-$652K	–	1424
2020 Q2	$652K	Sell	25,280 -35,477	-58%	-$932K	0.01%	534
2020 Q1	$1.49M	Buy	+60,757	New	+$1.72M	0.03%	300
2019 Q1	–	Sell	-14,424	Closed	-$386K	–	2040
2018 Q4	$386K	Buy	14,424 +4,076	+39%	+$114K	﹤0.01%	1175
2018 Q3	$285K	Buy	+10,348	New	+$281K	﹤0.01%	1797
2018 Q2	–	Sell	-9,433	Closed	-$239K	–	2765
2018 Q1	$239K	Sell	9,433 -14,994	-61%	-$376K	﹤0.01%	2160
2017 Q4	$636K	Buy	24,427 +11,105	+83%	+$301K	0.02%	587
2017 Q3	$360K	Buy	+13,322	New	+$367K	0.03%	339
2017 Q2	–	Sell	-16,643	Closed	-$456K	–	975
2017 Q1	$456K	Buy	16,643 +5,316	+47%	+$145K	0.09%	221
2016 Q4	$303K	Buy	+11,327	New	+$294K	0.1%	259
2016 Q3	–	Sell	-20,095	Closed	-$543K	–	705
2016 Q2	$543K	Buy	+20,095	New	+$515K	0.3%	91

Other funds holding FXU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IAIM

International Assets Investment Management Orlando, Florida $1.44B AUM 21.92% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Two Sigma Securities's FXU Position: Q1 2021 in Review

Two Sigma Securities sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q1 2021, closing a stake of 10,229 shares — an estimated $290K sold.

Two Sigma Securities first reported a position in FXU in Q2 2016 and held it in 11 quarters. The position peaked at $1.49M in Q1 2020. 74 funds tracked by Wall St. Rank hold FXU as of Q1 2021.

Two Sigma Securities reported no remaining First Trust Utilities AlphaDEX Fund position as of Q1 2021 after selling out during the quarter.
Two Sigma Securities sold 10,229 First Trust Utilities AlphaDEX Fund shares in Q1 2021, an estimated $290K.
Two Sigma Securities first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2016 and held it in 11 quarters.
Two Sigma Securities's First Trust Utilities AlphaDEX Fund position peaked at $1.49M in Q1 2020.
74 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2021.

Based on Two Sigma Securities's 13F filing for Q1 2021, filed 17 May 2021.