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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

44 hedge funds and large institutions have $140M invested in First Trust Utilities AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 21 reducing their positions, and 16 closing their positions.

Holders
44
Holders Change
-10
Holders Change %
-18.52%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
11
Reduced
21
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$9.46M
2
CS
2
Credit Suisse
Switzerland
$4.13M
3
Bank of America
3
Bank of America
North Carolina
$86.2M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.09M
5
AIM
5
Astor Investment Management
Illinois
$5.52M

Top Sellers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$0
2
BTS
2
BB&T Securities
Virginia
$0
3
PPA
3
Parametric Portfolio Associates
Washington
$0
4
BFA
4
Beaumont Financial Advisors
Massachusetts
$0
5
Wells Fargo
5
Wells Fargo
California
$4.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
UCFA
51
United Capital Financial Advisors
Texas
– -$2.14M -89,704 Closed
SAM
52
Shamrock Asset Management
Texas
– -$1.35M -56,539 Closed
NFG
53
Noven Financial Group
Colorado
– -$1.34M -56,213 Closed
VFS
54
VSR Financial Services
Kansas
– -$746K -31,249 Closed
FA
55
FDx Advisors
Illinois
– -$527K -22,079 Closed
Janney Montgomery Scott
56
Janney Montgomery Scott
Pennsylvania
– -$450K -18,855 Closed
JG
57
Jefferies Group
New York
– -$416K -17,420 Closed
NPC
58
National Planning Corporation
California
– -$248K -10,410 Closed
AP
59
Advisors Preferred
Maryland
– -$73.6K -3,083 Closed
US Bancorp
60
US Bancorp
Minnesota
– -$41K -1,710 Closed
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