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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

104 hedge funds and large institutions have $1.41B invested in First Trust Utilities AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 34 increasing their positions, 44 reducing their positions, and 11 closing their positions.

Holders
104
Holders Change
-2
Holders Change %
-1.89%
% of All Funds
2.78%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
12
Increased
34
Reduced
44
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$12.3M
2
NC
2
NewSquare Capital
Pennsylvania
$17.4M
3
Wells Fargo
3
Wells Fargo
California
$118M
4
Ameriprise
4
Ameriprise
Minnesota
$18M
5
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$7.2M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$631M
2
SAM
2
Shamrock Asset Management
Texas
$92K
3
Bank of America
3
Bank of America
North Carolina
$47.8M
4
Morgan Stanley
4
Morgan Stanley
New York
$169M
5
NA
5
Navellier & Associates
Nevada
$249K
Name Market Value Shares Shares
Change 		Shares
Change %
LFG
26
LifePlan Financial Group
Ohio
$3.21M 123,852 -11,644 -9%
IH
27
IFC Holdings
Florida
$3.2M 123,187 +2,378 +2%
HFS
28
HL Financial Services
Kentucky
$3.18M 122,520 +52,697 +75%
AIM
29
Astor Investment Management
Illinois
$3.16M 121,690 -18,309 -13%
BFA
30
Beaumont Financial Advisors
Massachusetts
$2.96M 113,951 -50,550 -31%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$2.76M 106,346 -923 -0.9%
CS
32
Credit Suisse
Switzerland
$2.63M 101,589 -139,716 -58%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$2.52M 97,004 +24,922 +35%
VKH
34
Virtu KCG Holdings
New York
$2.48M 95,464 +95,464 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$2.22M 85,463 +17,535 +26%
Wolverine Trading
36
Wolverine Trading
Illinois
$2M 76,701 +50,346 +191%
UCFA
37
United Capital Financial Advisors
Texas
$1.75M 67,386 -45,100 -40%
AP
38
Atwood & Palmer
Missouri
$1.56M 60,205 -1,630 -3%
JPMorgan Chase & Co
39
JPMorgan Chase & Co
New York
$1.43M 55,077 -37,072 -40%
VF
40
Virtu Financial
New York
$1.43M 55,008 +55,008 New
PAG
41
Private Advisor Group
New Jersey
$1.39M 54,961 -6,414 -10%
AG
42
Advisor Group
Arizona
$1.22M 46,997 -1,486 -3%
RIA
43
Regal Investment Advisors
Michigan
$1.22M 46,861 +4,621 +11%
PFS
44
Prospera Financial Services
Texas
$1.11M 42,906 +14,384 +50%
Jane Street
45
Jane Street
New York
$1.1M 42,334 +28,187 +199%
ACM
46
Aviance Capital Management
Florida
$1.07M 41,253 -13,522 -25%
Citadel Advisors
47
Citadel Advisors
Florida
$1.06M 40,912 +40,912 New
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$1.01M 39,070 +77 +0.2%
MWM
49
MinichMacGregor Wealth Management
New York
$967K 37,307 +1,667 +5%
BFEC
50
Benjamin F. Edwards & Company
Missouri
$941K 36,284 -13,150 -27%
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