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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

106 hedge funds and large institutions have $1.5B invested in First Trust Utilities AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 40 increasing their positions, 35 reducing their positions, and 9 closing their positions.

Holders
106
Holders Change
+12
Holders Change %
+12.77%
% of All Funds
2.83%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
21
Increased
40
Reduced
35
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
1
RiverFront Investment Group
Virginia
$62.6M
2
RJA
2
Raymond James & Associates
Florida
$43.5M
3
Morgan Stanley
3
Morgan Stanley
New York
$184M
4
Ameriprise
4
Ameriprise
Minnesota
$12.4M
5
Bank of America
5
Bank of America
North Carolina
$62.2M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$683M
2
CI
2
Cavalier Investments
Georgia
$0
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$27.2M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$0
5
LPL Financial
5
LPL Financial
California
$10.9M
Name Market Value Shares Shares
Change 		Shares
Change %
FHA
26
First Horizon Advisors
Tennessee
$4.3M 159,008 -14,124 -8%
AIM
27
Astor Investment Management
Illinois
$3.78M 139,999 -22,329 -14%
LFG
28
LifePlan Financial Group
Ohio
$3.66M 135,496 -13,529 -9%
IH
29
IFC Holdings
Florida
$3.27M 120,809 +69,856 +137%
UCFA
30
United Capital Financial Advisors
Texas
$3.04M 112,486 -30,579 -21%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$2.91M 107,269 +17,646 +20%
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$2.49M 92,149 +35,007 +61%
Carson Wealth (CWM LLC)
33
Carson Wealth (CWM LLC)
Nebraska
$2.2M 81,351 +23,287 +40%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$1.95M 72,082 +38,340 +114%
VFS
35
VSR Financial Services
Kansas
$1.89M 69,996 +25,234 +56%
HFS
36
HL Financial Services
Kentucky
$1.89M 69,823 -35,046 -33%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$1.76M 67,928 +4,473 +7%
AP
38
Atwood & Palmer
Missouri
$1.67M 61,835 +2,050 +3%
PAG
39
Private Advisor Group
New Jersey
$1.67M 61,375 -4,357 -7%
ACM
40
Aviance Capital Management
Florida
$1.48M 54,775 -11,609 -17%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$1.34M 49,434 +2,327 +5%
AG
42
Advisor Group
Arizona
$1.31M 48,483 +48,483 New
SAM
43
SignalPoint Asset Management
Missouri
$1.25M 46,236 -2,813 -6%
RIA
44
Regal Investment Advisors
Michigan
$1.14M 42,240 +7,969 +23%
TRCT
45
Tower Research Capital (TRC)
New York
$1.09M 40,209 -7,556 -16%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$1.05M 38,993 -7,310 -16%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$1.05M 38,942 -374 -1%
NA
48
NewEdge Advisors
Louisiana
$1.04M 38,801 +1,249 +3%
MWM
49
MinichMacGregor Wealth Management
New York
$963K 35,640 +16 +0%
RPG
50
Risk Paradigm Group
Texas
$927K 34,281 -25,845 -43%
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