Cavalier Investments’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Cavalier Investments’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-12,427	Closed	-$340K	–	156
2017 Q2	$340K	Hold	12,427	–	–	0.19%	101
2017 Q1	$340K	Buy	+12,427	New	+$338K	0.19%	102
2016 Q2	–	Sell	-759,637	Closed	-$19.7M	–	126
2016 Q1	$19.7M	Buy	+759,637	New	+$17.9M	11.33%	1

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Cavalier Investments's FXU Position: Q3 2017 in Review

Cavalier Investments sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q3 2017, closing a stake of 12,427 shares — an estimated $340K sold.

Cavalier Investments first reported a position in FXU in Q1 2016 and held it in 3 quarters. The position peaked at $19.7M in Q1 2016. 100 funds tracked by Wall St. Rank hold FXU as of Q3 2017.

Cavalier Investments reported no remaining First Trust Utilities AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
Cavalier Investments sold 12,427 First Trust Utilities AlphaDEX Fund shares in Q3 2017, an estimated $340K.
Cavalier Investments first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2016 and held it in 3 quarters.
Cavalier Investments's First Trust Utilities AlphaDEX Fund position peaked at $19.7M in Q1 2016.
100 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q3 2017.

Based on Cavalier Investments's 13F filing for Q3 2017, filed 2 Nov 2017.