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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FCFS
201
First Command Financial Services
Texas
$7K +$6.72K +144 New
BBHC
202
Brown Brothers Harriman & Co
New York
$5K
CAAS
203
Capital Asset Advisory Services
Michigan
$5K
HR
204
Howe & Rusling
New York
$5K
CWS
205
Confluence Wealth Services
Pennsylvania
$4K +$4.85K +104 New
IPW
206
IronBridge Private Wealth
Texas
$2K
KFI
207
Key Financial Inc
Pennsylvania
$2K
WT
208
Whittier Trust
California
$2K
AssetMark Inc
209
AssetMark Inc
California
$2K +$2.24K +48 New
ACA
210
Aptus Capital Advisors
Alabama
$1K
WIM
211
Westside Investment Management
California
$16
IAA
212
Independent Advisor Alliance
North Carolina
-$1.48M -33,407 Closed
FTUS
213
Flow Traders U.S.
New York
-$961K -21,724 Closed
PA
214
PFG Advisors
Arizona
-$312K -7,059 Closed
Comerica Bank
215
Comerica Bank
Texas
-$203K -4,204 Closed
OFG
216
Oxford Financial Group
Indiana
-$80K -1,815 Closed
OSAM
217
O'Shaughnessy Asset Management
Connecticut
-$76K -1,728 Closed
BC
218
Bartlett & Co
Ohio
-$54K -1,210 Closed
BCWM
219
Bartlett & Co Wealth Management
Ohio
-$53.5K -1,210 Closed
GRP
220
Global Retirement Partners
California
-$52K -1,164 Closed
MA
221
MUFG Americas
New York
-$44K -1,000 Closed
LWM
222
Liberty Wealth Management
California
-$40K -909 Closed
First Manhattan
223
First Manhattan
New York
-$18K -425 Closed
MA
224
MCF Advisors
Kentucky
-$18K -400 Closed
GKWIM
225
Gerber Kawasaki Wealth & Investment Management
California
-$6K -139 Closed