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First Trust Financials AlphaDEX Fund
FXO

Name Holding Trade Value Shares
Change 		Change in
Stake
WT
176
Whittier Trust
California
$1.32K – – –
ACA
177
Aptus Capital Advisors
Alabama
$1.21K – – –
GWANC
178
Guardian Wealth Advisors (North Carolina)
North Carolina
$1.21K – – –
PS
179
Portfolio Strategies
New York
– -$14.3M -384,081 Closed
AWM
180
AE Wealth Management
Kansas
– -$12M -320,211 Closed
IAIM
181
International Assets Investment Management
Florida
– -$6.6M -133,285 Closed
GCA
182
Genesee Capital Advisors
New York
– -$3.6M -96,496 Closed
NA
183
Navellier & Associates
Nevada
– -$3.35M -89,849 Closed
GIA
184
Gladstone Institutional Advisory
Florida
– -$2.84M -76,099 Closed
FAM
185
Flaharty Asset Management
Florida
– -$1.76M -47,161 Closed
CWM
186
Concentrum Wealth Management
California
– -$1.7M -45,505 Closed
WFA
187
WMG Financial Advisors
Tennessee
– -$1.36M -36,516 Closed
GSIAS
188
Garden State Investment Advisory Services
New Jersey
– -$1.1M -29,373 Closed
NP
189
Nilsine Partners
Colorado
– -$1M -26,868 Closed
WAP
190
Wealthcare Advisory Partners
Pennsylvania
– -$960K -25,729 Closed
TSS
191
Two Sigma Securities
New York
– -$803K -21,502 Closed
VWA
192
Visionary Wealth Advisors
Illinois
– -$790K -21,173 Closed
FEM
193
Fulcrum Equity Management
Texas
– -$638K -17,078 Closed
HF
194
HRT Financial
New York
– -$552K -14,812 Closed
WI
195
Wintrust Investments
Illinois
– -$511K -13,694 Closed
LS
196
Leelyn Smith
Illinois
– -$458K -12,272 Closed
PAG
197
Private Advisory Group
Washington
– -$397K -10,638 Closed
JIP
198
Jaffetilchin Investment Partners
Florida
– -$385K -10,305 Closed
AFWM
199
AMJ Financial Wealth Management
Virginia
– -$285K -7,633 Closed
CFCI
200
Comprehensive Financial Consultants Institutional
Indiana
– -$284K -7,610 Closed
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