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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CF
126
Centaurus Financial
California
$490K +$15.7K +267 +3%
FFN
127
Focus Financial Network
Minnesota
$459K +$412 +7 +0.1%
LS
128
Leelyn Smith
Illinois
$455K +$24.6K +419 +6%
SPIA
129
Steward Partners Investment Advisory
New York
$446K +$1.12K +19 +0.3%
GWP
130
Gateway Wealth Partners
Wisconsin
$433K -$23.5K -400 -5%
SEIA
131
Signature Estate & Investment Advisors
California
$433K -$3.7K -63 -0.9%
KNW
132
Kesler Norman & Wride
Utah
$432K -$40.5K -689 -9%
BTI
133
Blue Trust Inc
Georgia
$416K
FH
134
FWG Holdings
Florida
$401K +$353 +6 +0.1%
Wealth Enhancement Advisory Services
135
Wealth Enhancement Advisory Services
Minnesota
$400K -$4.12K -70 -1%
AA
136
Advisory Advocates
Michigan
$392K +$382K +6,501 New
CF
137
Carlson Financial
Oregon
$392K +$382K +6,496 New
PAS
138
Park Avenue Securities
New York
$389K -$123K -2,084 -24%
CCA
139
Clearwater Capital Advisors
Illinois
$389K -$2.06K -35 -0.5%
RFA
140
Register Financial Advisors
Georgia
$388K +$19.2K +326 +5%
PA
141
PFG Advisors
Arizona
$383K -$40.4K -688 -10%
EH
142
Equitable Holdings
New York
$381K +$65.1K +1,108 +21%
LFAS
143
Level Four Advisory Services
Texas
$365K -$20K -340 -5%
PWM
144
Parkway Wealth Management
Texas
$350K +$341K +5,793 New
OSAM
145
O'Shaughnessy Asset Management
Connecticut
$343K +$63.7K +1,083 +24%
CA
146
Claro Advisors
Massachusetts
$338K +$23.9K +407 +8%
CI
147
CX Institutional
Indiana
$335K -$446K -7,591 -58%
SIG
148
Sargent Investment Group
Maryland
$332K +$323K +5,500 New
VVP
149
Venture Visionary Partners
Ohio
$314K
PCIA
150
Prime Capital Investment Advisors
Kansas
$306K +$1.65K +28 +0.6%