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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
126
Carson Wealth (CWM LLC)
Nebraska
$467K +$470K +10,082 New
ATC
127
Argent Trust Co
Tennessee
$463K
GWM
128
Geneos Wealth Management
Colorado
$460K -$46.8K -1,004 -9%
LS
129
Leelyn Smith
Illinois
$455K +$459K +9,836 New
APA
130
American Portfolios Advisors
New York
$442K -$1.17K -25 -0.3%
EH
131
Equitable Holdings
New York
$439K +$45.9K +983 +12%
TRCT
132
Tower Research Capital (TRC)
New York
$439K +$306K +6,558 +225%
CBFP
133
Cedar Brook Financial Partners
Ohio
$421K -$14K -301 -3%
SWM
134
SeaCrest Wealth Management
New York
$417K +$52.2K +1,119 +14%
WI
135
Wintrust Investments
Illinois
$413K +$36.1K +774 +10%
KWM
136
Kingsview Wealth Management
Oregon
$399K
LA
137
LexAurum Advisors
Kansas
$391K -$1.45M -31,157 -79%
PAG
138
Private Advisory Group
Washington
$377K -$271K -5,799 -42%
LWM
139
Laidlaw Wealth Management
New York
$373K
SFS
140
Security Financial Services
Indiana
$372K +$375K +8,030 New
MW
141
Marks Wealth
Maryland
$355K +$358K +7,664 New
KA
142
Kovack Advisors
Florida
$355K +$358K +7,670 New
RA
143
RFG Advisory
Alabama
$344K +$56K +1,201 +19%
PWM
144
Purus Wealth Management
California
$340K -$27.9K -599 -8%
WW
145
Waterfront Wealth
Kansas
$327K -$19.8K -425 -6%
SWP
146
Stratos Wealth Partners
Ohio
$321K -$2.23M -47,713 -87%
SIG
147
Sargent Investment Group
Maryland
$319K +$22.4K +480 +7%
QCIG
148
Quad-Cities Investment Group
Iowa
$314K +$18.8K +403 +6%
IA
149
IFP Advisors
Florida
$308K -$14.1K -303 -4%
AWM
150
Axxcess Wealth Management
California
$294K +$296K +6,349 New