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First Trust Financials AlphaDEX Fund
FXO

Name Holding Trade Value Shares
Change 		Change in
Stake
MCM
226
Monument Capital Management
Virginia
– -$5.58M -92,440 Closed
GSWM
227
Greenup Street Wealth Management
Michigan
– -$3.76M -62,361 Closed
VAS
228
Vestmark Advisory Solutions
Massachusetts
– -$3.11M -51,518 Closed
BRWA
229
B. Riley Wealth Advisors
Florida
– -$2.69M -44,605 Closed
TWM
230
TriaGen Wealth Management
California
– -$2.33M -38,653 Closed
GSIAS
231
Garden State Investment Advisory Services
New Jersey
– -$1.95M -32,298 Closed
SG
232
StoneX Group
New York
– -$1.79M -29,743 Closed
NA
233
Navellier & Associates
Nevada
– -$1.47M -24,302 Closed
DIP
234
Davis Investment Partners
North Carolina
– -$1.46M -24,055 Closed
TCOO
235
Trust Company of Oklahoma
Oklahoma
– -$1.14M -18,942 Closed
WWMP
236
Wagner Wealth Management (Pennsylvania)
Pennsylvania
– -$1.13M -18,771 Closed
KA
237
Kovack Advisors
Florida
– -$1.05M -17,329 Closed
TF
238
Tudor Financial
Ohio
– -$830K -13,757 Closed
Jane Street
239
Jane Street
New York
– -$743K -12,314 Closed
MWM
240
MinichMacGregor Wealth Management
New York
– -$717K -11,884 Closed
EFA
241
Englebert Financial Advisers
Pennsylvania
– -$627K -10,389 Closed
AI
242
Atria Investments
North Carolina
– -$502K -8,321 Closed
LS
243
Leelyn Smith
Illinois
– -$455K -7,547 Closed
GWP
244
Gateway Wealth Partners
Wisconsin
– -$433K -7,173 Closed
BWP
245
Balboa Wealth Partners
Arizona
– -$279K -4,631 Closed
AQR Capital Management
246
AQR Capital Management
Connecticut
– -$247K -4,088 Closed
CAS
247
Coppell Advisory Solutions
Texas
– -$237K -3,894 Closed
OC
248
Oppenheimer & Co
New York
– -$219K -3,622 Closed
RIS
249
Richmond Investment Services
Wisconsin
– -$211K -3,496 Closed
PWP
250
Prasad Wealth Partners
Ohio
– -$205K -3,389 Closed
7 8 9
10
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