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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WT
226
Whittier Trust
California
$1.96K – – –
GWANC
227
Guardian Wealth Advisors (North Carolina)
North Carolina
$1.79K – – –
KWM
228
Kiker Wealth Management
Georgia
$1.4K – – –
SWM
229
Spire Wealth Management
Virginia
$1.29K -$1.19M -22,666 -100%
IRC
230
Investors Research Corp
Georgia
$224 – – –
BNP Paribas Financial Markets
231
BNP Paribas Financial Markets
France
– -$2.65M -50,000 Closed
PPG
232
Peak Planning Group
Colorado
– -$1.75M -33,026 Closed
KWA
233
Kingswood Wealth Advisors
California
– -$847K -15,987 Closed
CCB
234
Cutter & Co Brokerage
Missouri
– -$808K -15,246 Closed
PD
235
Planning Directions
Pennsylvania
– -$779K -14,699 Closed
PAG
236
Private Advisory Group
Washington
– -$591K -11,159 Closed
SWM
237
SeaCrest Wealth Management
New York
– -$423K -7,981 Closed
Envestnet Portfolio Solutions
238
Envestnet Portfolio Solutions
Illinois
– -$308K -5,812 Closed
Verition Fund Management
239
Verition Fund Management
Connecticut
– -$293K -5,519 Closed
HF
240
HRT Financial
New York
– -$270K -5,107 Closed
Jane Street
241
Jane Street
New York
– -$236K -4,444 Closed
GLA
242
Good Life Advisors
Pennsylvania
– -$232K -4,384 Closed
TI
243
Trexquant Investment
Connecticut
– -$214K -4,035 Closed
PWP
244
Prasad Wealth Partners
Ohio
– -$204K -3,844 Closed
HCP
245
Hexagon Capital Partners
Arkansas
– -$27.6K -521 Closed
GWS
246
Glassman Wealth Services
Virginia
– -$20.6K -388 Closed
CA
247
Continuum Advisory
Idaho
– -$16.8K -316 Closed
WT
248
Washington Trust
Rhode Island
– -$15.3K -289 Closed
EWM
249
EPG Wealth Management
Georgia
– -$14.1K -265 Closed
NRG
250
Nemes Rush Group
Michigan
– -$6.47K -122 Closed