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First Trust Financials AlphaDEX Fund

112 hedge funds and large institutions have $590M invested in First Trust Financials AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 42 increasing their positions, 44 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.94% less ownership

Funds ownership: 60.75%59.81% (-0.94%)

5% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 44

4% less funds holding

Funds holding: 117112 (-5)

9% less capital invested

Capital invested by funds: $651M → $590M (-$60.5M)

21% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 19

80% less funds holding in top 10

Funds holding in top 10: 51 (-4)

Holders
112
Holders Change
-5
Holders Change %
-4.27%
% of All Funds
2.79%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.02%
New
15
Increased
42
Reduced
44
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Simplex Trading
101
Simplex Trading
Illinois
$14K +$14.4K +518 New
APSP
102
Asset Planning Services (Pennsylvania)
Pennsylvania
$13K +$12.8K +460 New
AF
103
Allworth Financial
California
$12K +$5.54K +199 +86%
IPC
104
Independent Portfolio Consultants
Florida
$12K +$11.4K +410 New
WEC
105
Winslow Evans & Crocker
Massachusetts
$9.01K -$28 -1 -0.3%
TIM
106
Tortoise Investment Management
New York
$9K
GI
107
Gradient Investments
Minnesota
$3K +$2.78K +100 New
LCM
108
Liberty Capital Management
Michigan
$2K +$1.61K +58 New
BWA
109
BDO Wealth Advisors
Florida
$2K +$2.03K +73 New
VWA
110
V Wealth Advisors
Kansas
$1K +$1.39K +50 New
IWM
111
IHT Wealth Management
Illinois
$44 +$1.54M +55,161 +202%
NA
112
Navellier & Associates
Nevada
-$12M -434,372 Closed
Susquehanna International Group
113
Susquehanna International Group
Pennsylvania
-$2.21M -79,842 Closed
BCM
114
Barometer Capital Management
Ontario, Canada
-$1.94M -70,100 Closed
IAS
115
IMA Advisory Services
Colorado
-$1.66M -60,025 Closed
Citadel Advisors
116
Citadel Advisors
Florida
-$951K -34,317 Closed
PFA
117
Pinnacle Family Advisors
Missouri
-$857K -30,935 Closed
IAA
118
Independent Advisor Alliance
North Carolina
-$754K -27,614 Closed
TSS
119
Two Sigma Securities
New York
-$690K -24,921 Closed
AI
120
Atria Investments
North Carolina
-$507K -18,309 Closed
WI
121
WBI Investments
New Jersey
-$460K -16,589 Closed
AIA
122
Allegis Investment Advisors
Idaho
-$454K -16,399 Closed
KA
123
Kovack Advisors
Florida
-$370K -13,344 Closed
WP
124
WealthSource Partners
California
-$331K -11,956 Closed
IUHSA
125
Itau Unibanco Holding S.A.
Brazil
-$223K -8,067 Closed

FXO Hedge Fund Activity: Q2 2017 in Review

112 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2017, worth a combined $590M — down 9.3% from $651M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FXO and 15 opened new positions — a net loss of 4 holders — while 44 trimmed existing stakes and 42 added.

The largest buyer was LPL Financial, adding an estimated $4.05M. The largest seller was Wells Fargo, cutting an estimated $19.7M.

  • 112 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2017, down from 117 in Q1 2017.
  • Funds reported $590M of First Trust Financials AlphaDEX Fund stock for Q2 2017, down 9.3% quarter-over-quarter.
  • 15 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2017 and 19 closed out, a net change of -4 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2017 was LPL Financial, an estimated $4.05M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2017 was Wells Fargo, an estimated $19.7M sold.

Based on aggregated 13F filings for Q2 2017.