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First Trust Financials AlphaDEX Fund

112 hedge funds and large institutions have $590M invested in First Trust Financials AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 42 increasing their positions, 44 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.94% less ownership

Funds ownership: 60.75%59.81% (-0.94%)

5% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 44

4% less funds holding

Funds holding: 117112 (-5)

9% less capital invested

Capital invested by funds: $651M → $590M (-$60.5M)

21% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 19

80% less funds holding in top 10

Funds holding in top 10: 51 (-4)

Holders
112
Holders Change
-5
Holders Change %
-4.27%
% of All Funds
2.79%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.02%
New
15
Increased
42
Reduced
44
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TH
76
Timber Hill
Connecticut
$275K +$2.78K +100 +1%
SPC
77
Sigma Planning Corp
Michigan
$246K +$31K +1,112 +15%
AW
78
ACG Wealth
Georgia
$246K +$240K +8,618 New
IFWM
79
Institute for Wealth Management
Colorado
$232K +$227K +8,140 New
RJT
80
Raymond James Trust
Florida
$202K +$196K +7,053 New
US Bancorp
81
US Bancorp
Minnesota
$184K
RCG
82
Ruggie Capital Group
Florida
$120K -$33.4K -1,201 -22%
HIIFS
83
Harel Insurance Investments & Financial Services
Israel
$88K
RFWA
84
RPg Family Wealth Advisory
Massachusetts
$56.5K -$26K -934 -32%
GWM
85
Geneos Wealth Management
Colorado
$55K +$17.7K +636 +49%
SAM
86
Shamrock Asset Management
Texas
$54K -$5.71M -205,222 -99%
PFGIA
87
Patriot Financial Group Insurance Agency
Massachusetts
$54K +$52.2K +1,876 +62,533%
TRCT
88
Tower Research Capital (TRC)
New York
$51K -$680K -24,411 -93%
FANJ
89
Financial Architects (New Jersey)
New Jersey
$43K
RFM
90
Royal Fund Management
Florida
$37K
BC
91
Bartlett & Co
Ohio
$35K
Northwestern Mutual Wealth Management
92
Northwestern Mutual Wealth Management
Wisconsin
$33K -$38.1K -1,369 -54%
Thrivent Financial for Lutherans
93
Thrivent Financial for Lutherans
Minnesota
$29K -$11.1K -400 -29%
ASN
94
Advisory Services Network
Georgia
$28K -$6.26K -225 -19%
FIB
95
First Interstate Bank
Montana
$24K +$23.1K +828 New
GRP
96
Global Retirement Partners
California
$22K +$5.71K +205 +37%
SPIA
97
Steward Partners Investment Advisory
New York
$22K +$13.6K +489 +164%
WIM
98
Westside Investment Management
California
$20.9K
NFG
99
Next Financial Group
Texas
$19K -$24.9K -893 -57%
AA
100
AlphaMark Advisors
Kentucky
$18K +$2.51K +90 +16%

FXO Hedge Fund Activity: Q2 2017 in Review

112 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2017, worth a combined $590M — down 9.3% from $651M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FXO and 15 opened new positions — a net loss of 4 holders — while 44 trimmed existing stakes and 42 added.

The largest buyer was LPL Financial, adding an estimated $4.05M. The largest seller was Wells Fargo, cutting an estimated $19.7M.

  • 112 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2017, down from 117 in Q1 2017.
  • Funds reported $590M of First Trust Financials AlphaDEX Fund stock for Q2 2017, down 9.3% quarter-over-quarter.
  • 15 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2017 and 19 closed out, a net change of -4 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2017 was LPL Financial, an estimated $4.05M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2017 was Wells Fargo, an estimated $19.7M sold.

Based on aggregated 13F filings for Q2 2017.