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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

66 hedge funds and large institutions have $755M invested in First Trust Financials AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 40 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
1.91%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
12
Increased
40
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
+$151M
2
BTS
BB&T Securities
Virginia
+$27.4M
3
PPA
Parametric Portfolio Associates
Washington
+$19.8M
4
BFA
Beaumont Financial Advisors
Massachusetts
+$10.5M
5
Wells Fargo
Wells Fargo
California
+$9.3M

Top Sellers

1
CM
Churchill Management
California
-$7.92M
2
HR
Howe & Rusling
New York
-$1.77M
3
FA
FDx Advisors
Illinois
-$1.73M
4
U
UBS
Switzerland
-$1.7M
5
CK
Carnick & Kubik
Colorado
-$764K
Name Holding Trade Value Shares
Change 		Shares
Change %
WEC
51
Winslow Evans & Crocker
Massachusetts
$219K +$84.2K +3,857 +62%
AI
52
Atria Investments
North Carolina
$206K +$206K +9,440 New
Ameriprise
53
Ameriprise
Minnesota
$202K -$37K -1,694 -15%
BFEC
54
Benjamin F. Edwards & Company
Missouri
$183K +$99.5K +4,555 +119%
FFC
55
First Financial Corp
Indiana
$161K – – –
BRWA
56
B. Riley Wealth Advisors
Florida
$132K +$7.64K +350 +6%
MFS
57
MSI Financial Services
Massachusetts
$75K +$40.3K +1,845 +116%
CFA
58
Camarda Financial Advisors
Florida
$60K +$60K +2,767 New
Deutsche Bank
59
Deutsche Bank
Germany
$52K – – –
US Bancorp
60
US Bancorp
Minnesota
$49K +$38.2K +1,739 +353%
FAM
61
Formidable Asset Management
Ohio
$41K – – –
FBT
62
Founders Bank & Trust
Michigan
$30K – – –
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$28K -$8.26K -379 -23%
NES
64
New England Securities
New York
$12K – – –
TIM
65
Tortoise Investment Management
New York
$7K – – –
CFS
66
Community Financial System
New York
$3K – – –
CM
67
Churchill Management
California
– -$7.92M -364,392 Closed
HR
68
Howe & Rusling
New York
– -$1.77M -81,205 Closed
CK
69
Carnick & Kubik
Colorado
– -$764K -35,140 Closed
SG Americas Securities
70
SG Americas Securities
New York
– -$386K -17,773 Closed
TRCT
71
Tower Research Capital (TRC)
New York
– -$35K -1,612 Closed
ASN
72
Advisory Services Network
Georgia
– -$27K -1,219 Closed
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
– -$18K -815 Closed
TFA
74
Transamerica Financial Advisors
Florida
– -$9K -407 Closed
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