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First Trust Financials AlphaDEX Fund

128 hedge funds and large institutions have $389M invested in First Trust Financials AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 37 increasing their positions, 38 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 10

56% more capital invested

Capital invested by funds: $250M → $389M (+$139M)

16% more funds holding

Funds holding: 110128 (+18)

5.92% more ownership

Funds ownership: 51.77%57.68% (+5.9%)

3% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 38

Holders
128
Holders Change
+18
Holders Change %
+16.36%
% of All Funds
2.27%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
30
Increased
37
Reduced
38
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
26
Benjamin F. Edwards & Company
Missouri
$2.09M -$221K -7,215 -11%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$2.06M -$11.5K -376 -0.6%
Stifel Financial
28
Stifel Financial
Missouri
$2M -$356K -11,623 -17%
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$1.9M -$82.6K -2,698 -5%
DADC
30
D.A. Davidson & Co
Montana
$1.9M +$36.7K +1,200 +2%
BA
31
Ballew Advisors
Mississippi
$1.66M -$2.91K -95 -0.2%
RIA
32
Regal Investment Advisors
Michigan
$1.63M +$1.46M +47,631 New
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$1.55M -$70.2K -2,294 -5%
LFAS
34
Level Four Advisory Services
Texas
$1.14M -$52.2K -1,704 -5%
WWMSC
35
Wagner Wealth Management (South Carolina)
South Carolina
$1.13M +$1.01M +33,058 New
Baird Financial Group
36
Baird Financial Group
Wisconsin
$1.11M +$163K +5,335 +20%
Koshinski Asset Management
37
Koshinski Asset Management
Illinois
$962K +$220K +7,179 +34%
JCM
38
Jacobi Capital Management
Pennsylvania
$895K +$145K +4,748 +22%
UCFA
39
United Capital Financial Advisors
Texas
$865K -$123K -4,020 -14%
OIA
40
OneDigital Investment Advisors
Kansas
$830K +$13.7K +448 +2%
SAM
41
SignalPoint Asset Management
Missouri
$783K -$39.1K -1,278 -5%
MOS
42
MGO One Seven
Ohio
$746K +$314K +10,270 +89%
PPG
43
Peak Planning Group
Colorado
$740K +$23.5K +767 +4%
WWM
44
Western Wealth Management
Colorado
$689K -$148K -4,843 -19%
KAS
45
Kestra Advisory Services
Texas
$621K +$90.3K +2,951 +19%
MC
46
Moors & Cabot
Massachusetts
$613K +$122 +4 +0%
FTS
47
Fifth Third Securities
Ohio
$605K -$4.9K -160 -0.9%
CCA
48
Clearwater Capital Advisors
Illinois
$605K -$2.45K -80 -0.5%
VBFG
49
Vishria Bird Financial Group
Tennessee
$591K -$38.7K -1,263 -7%
WP
50
WealthSource Partners
California
$567K -$2.3K -75 -0.5%

FXO Hedge Fund Activity: Q4 2020 in Review

128 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2020, worth a combined $389M — up 56% from $250M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FXO positions and 10 closed out — a net gain of 20 holders — while 37 added to existing stakes and 38 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $8.33M. The largest seller was Tower Research Capital (TRC), exiting entirely with an estimated $3.62M sold.

  • 128 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2020, up from 110 in Q3 2020.
  • Funds reported $389M of First Trust Financials AlphaDEX Fund stock for Q4 2020, up 56% quarter-over-quarter.
  • 30 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2020 and 10 closed out, a net change of +20 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2020 was Raymond James Financial Services Advisors, an estimated $8.33M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2020 was Tower Research Capital (TRC), an estimated $3.62M sold.

Based on aggregated 13F filings for Q4 2020.