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First Trust Financials AlphaDEX Fund

116 hedge funds and large institutions have $320M invested in First Trust Financials AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 24 increasing their positions, 55 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 56%56.65% (+0.64%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $326M → $320M (-$6.16M)

9% less funds holding

Funds holding: 128116 (-12)

41% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 27

56% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 55

Holders
116
Holders Change
-12
Holders Change %
-9.38%
% of All Funds
2.38%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
24
Reduced
55
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$1.61M +$221K +9,194 +17%
AP
27
Atwood & Palmer
Missouri
$1.58M -$165K -6,860 -10%
Ameriprise
28
Ameriprise
Minnesota
$1.57M -$3.37M -140,423 -69%
Stifel Financial
29
Stifel Financial
Missouri
$1.53M -$988K -41,171 -41%
CS
30
Credit Suisse
Switzerland
$1.52M
DADC
31
D.A. Davidson & Co
Montana
$1.4M +$27.6K +1,150 +2%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$1.39M +$11.3K +471 +0.9%
BA
33
Ballew Advisors
Mississippi
$1.27M +$15.2K +635 +1%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$1.2M -$293K -12,226 -21%
RIA
35
Regal Investment Advisors
Michigan
$1.14M +$1.08M +44,829 New
PAG
36
Private Advisor Group
New Jersey
$1.1M -$103K -4,293 -9%
BAM
37
Bellevue Asset Management
Washington
$1.08M +$23.7K +987 +2%
Citadel Advisors
38
Citadel Advisors
Florida
$1.08M -$1.32M -55,150 -57%
LFAS
39
Level Four Advisory Services
Texas
$954K -$6.29K -262 -0.7%
UCFA
40
United Capital Financial Advisors
Texas
$878K -$221K -9,216 -21%
PSF
41
Pacific Sun Financial
California
$821K +$3.84K +160 +0.5%
CAC
42
Certified Advisory Corp
Florida
$759K -$34K -1,418 -5%
CAN
43
Cetera Advisor Networks
California
$727K +$216K +9,011 +46%
WWM
44
Western Wealth Management
Colorado
$688K +$253K +10,559 +64%
IFWM
45
Institute for Wealth Management
Colorado
$671K +$77.6K +3,234 +14%
JCM
46
Jacobi Capital Management
Pennsylvania
$661K +$23.6K +982 +4%
SAM
47
SignalPoint Asset Management
Missouri
$618K -$47.7K -1,987 -8%
Thrivent Financial for Lutherans
48
Thrivent Financial for Lutherans
Minnesota
$618K
GVAG
49
Great Valley Advisor Group
Delaware
$597K +$561K +23,407 New
Baird Financial Group
50
Baird Financial Group
Wisconsin
$576K -$2.39M -99,818 -82%

FXO Hedge Fund Activity: Q2 2020 in Review

116 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2020, worth a combined $320M — down 1.9% from $326M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FXO and 16 opened new positions — a net loss of 11 holders — while 55 trimmed existing stakes and 24 added.

The largest buyer was Brinker Capital Investments, opening a new position worth an estimated $7.7M. The largest seller was UBS Group, cutting an estimated $15.2M.

  • 116 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2020, down from 128 in Q1 2020.
  • Funds reported $320M of First Trust Financials AlphaDEX Fund stock for Q2 2020, down 1.9% quarter-over-quarter.
  • 16 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2020 and 27 closed out, a net change of -11 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2020 was Brinker Capital Investments, an estimated $7.7M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2020 was UBS Group, an estimated $15.2M sold.

Based on aggregated 13F filings for Q2 2020.