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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

88 hedge funds and large institutions have $556M invested in First Trust Financials AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 32 increasing their positions, 30 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
88
Holders Change
-2
Holders Change %
-2.22%
% of All Funds
2.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
16
Increased
32
Reduced
30
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$23.4M
2
ACM
2
Aviance Capital Management
Florida
$14.9M
3
Wells Fargo
3
Wells Fargo
California
$95.4M
4
Morgan Stanley
4
Morgan Stanley
New York
$134M
5
CS
5
Credit Suisse
Switzerland
$5.92M

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$575K
2
DIA
2
Dana Investment Advisors
Wisconsin
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$8.82M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$11M
5
UBS Group
5
UBS Group
Switzerland
$44.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
ONB
26
Old National Bancorp
Indiana
$2.36M -$237K -10,573 -9%
AIG
27
American International Group
New York
$2.11M +$259K +11,527 +14%
HR
28
Howe & Rusling
New York
$1.96M +$4.45K +198 +0.2%
Jane Street
29
Jane Street
New York
$1.94M +$1.94M +86,298 New
FAAS
30
First Allied Advisory Services
California
$1.77M -$287K -12,736 -14%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$1.63M -$475K -21,139 -23%
OC
32
Oppenheimer & Co
New York
$1.56M +$217K +9,676 +16%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$1.45M +$30K +1,334 +2%
VKH
34
Virtu KCG Holdings
New York
$1.31M +$1.31M +58,280 New
DADC
35
D.A. Davidson & Co
Montana
$1.3M +$321K +14,301 +33%
FHC
36
First Heartland Consultants
Missouri
$1.24M +$490K +21,801 +65%
ASN
37
Advisory Services Network
Georgia
$1.24M +$418K +18,640 +51%
BRWM
38
B. Riley Wealth Management
Tennessee
$1.12M +$125K +5,591 +13%
Citigroup
39
Citigroup
New York
$983K -$61.6K -2,744 -6%
ICOA
40
Investment Centers of America
North Dakota
$844K +$322K +14,310 +62%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$834K +$68K +3,031 +9%
SB
42
Suntrust Banks
Georgia
$776K +$232K +10,333 +43%
HF
43
HRT Financial
New York
$644K +$644K +28,697 New
Baird Financial Group
44
Baird Financial Group
Wisconsin
$615K -$158K -7,042 -20%
PPA
45
Parametric Portfolio Associates
Washington
$575K -$27M -1,204,349 -98%
HFS
46
HL Financial Services
Kentucky
$512K -$790K -35,221 -61%
BRWA
47
B. Riley Wealth Advisors
Florida
$480K +$69.4K +3,084 +17%
RIA
48
Regal Investment Advisors
Michigan
$460K -$9.89K -441 -2%
CA
49
Cetera Advisors
Colorado
$457K -$34.6K -1,545 -7%
PAG
50
Private Advisor Group
New Jersey
$418K +$52.2K +2,328 +14%
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