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First Trust Financials AlphaDEX Fund

90 hedge funds and large institutions have $765M invested in First Trust Financials AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 47 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 15

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

71% more capital invested

Capital invested by funds: $448M → $765M (+$317M)

14% more funds holding

Funds holding: 7990 (+11)

5.71% more ownership

Funds ownership: 62.73%68.45% (+5.7%)

Holders
90
Holders Change
+11
Holders Change %
+13.92%
% of All Funds
2.42%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
19
Increased
47
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SI
26
Stephens Inc
Arkansas
$2.21M +$1.97M +82,308 +758%
FAAS
27
First Allied Advisory Services
California
$2.18M +$1.65K +69 +0.1%
HR
28
Howe & Rusling
New York
$2.07M +$910 +38 +0%
MAA
29
Managed Account Advisors
New Jersey
$2.05M -$22.4K -937 -1%
AIG
30
American International Group
New York
$1.96M +$267K +11,139 +16%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$1.5M -$6.06K -253 -0.4%
Creative Planning
32
Creative Planning
Kansas
$1.42M +$1.44M +60,000 New
BFEC
33
Benjamin F. Edwards & Company
Missouri
$1.42M +$1.05M +43,682 +271%
OC
34
Oppenheimer & Co
New York
$1.42M +$55K +2,299 +4%
HFS
35
HL Financial Services
Kentucky
$1.38M +$962K +40,195 +225%
VFS
36
VSR Financial Services
Kansas
$1.23M +$1.24M +51,836 New
SG Americas Securities
37
SG Americas Securities
New York
$1.19M -$1.18M -49,320 -50%
Citigroup
38
Citigroup
New York
$1.1M +$855K +35,733 +331%
BRWM
39
B. Riley Wealth Management
Tennessee
$1.05M +$675K +28,189 +173%
DADC
40
D.A. Davidson & Co
Montana
$1.03M +$158K +6,618 +18%
AWA
41
Arete Wealth Advisors
Illinois
$915K +$923K +38,551 New
RPG
42
Risk Paradigm Group
Texas
$885K +$82.8K +3,459 +10%
ASN
43
Advisory Services Network
Georgia
$877K +$18.1K +756 +2%
IH
44
IFC Holdings
Florida
$860K +$433K +18,068 +103%
Baird Financial Group
45
Baird Financial Group
Wisconsin
$817K +$825K +34,446 New
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$810K +$47.2K +1,970 +6%
AI
47
Atria Investments
North Carolina
$718K +$725K +30,276 New
RJFSA
48
Raymond James Financial Services Advisors
Florida
$675K +$681K +28,432 New
ACM
49
Argentus Capital Management
Texas
$654K +$348K +14,525 +112%
SB
50
Suntrust Banks
Georgia
$574K +$580K +24,240 New

FXO Hedge Fund Activity: Q2 2015 in Review

90 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2015, worth a combined $765M — up 71% from $448M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXO positions and 7 closed out — a net gain of 12 holders — while 47 added to existing stakes and 15 trimmed.

The largest buyer was F-Squared Investment Management, opening a new position worth an estimated $185M. The largest seller was Beaumont Financial Advisors, cutting an estimated $19.9M.

  • 90 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2015, up from 79 in Q1 2015.
  • Funds reported $765M of First Trust Financials AlphaDEX Fund stock for Q2 2015, up 71% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2015 and 7 closed out, a net change of +12 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2015 was F-Squared Investment Management, an estimated $185M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2015 was Beaumont Financial Advisors, an estimated $19.9M sold.

Based on aggregated 13F filings for Q2 2015.