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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

75 hedge funds and large institutions have $730M invested in First Trust Financials AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 44 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2.18%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
11
Increased
44
Reduced
14
Closed
8
Calls
$44K
Puts
$208K
Net Calls
-$164K
Net Calls Change
+$59K

Top Buyers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$268M
2
BTS
2
BB&T Securities
Virginia
$56.5M
3
U
3
UBS
Switzerland
$35.1M
4
BFA
4
Beaumont Financial Advisors
Massachusetts
$30.5M
5
PPA
5
Parametric Portfolio Associates
Washington
$33.3M

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$0
2
HighTower Advisors
2
HighTower Advisors
Illinois
$0
3
CS
3
Credit Suisse
Switzerland
$247K
4
SAM
4
Shamrock Asset Management
Texas
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$82M
Name Market Value Shares Shares
Change 		Shares
Change %
JPMorgan Chase & Co
26
JPMorgan Chase & Co
New York
$1.33M 60,911 +39,343 +182%
DADC
27
D.A. Davidson & Co
Montana
$928K 42,488 +3,009 +8%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$925K 42,346 +7,279 +21%
Deutsche Bank
29
Deutsche Bank
Germany
$910K 41,694 +39,264 +1,616%
TRCT
30
Tower Research Capital (TRC)
New York
$878K 40,165 +9,880 +33%
HFS
31
HL Financial Services
Kentucky
$840K 38,457 +28,000 +268%
OC
32
Oppenheimer & Co
New York
$738K 33,755 -68 -0.2%
Ameriprise
33
Ameriprise
Minnesota
$732K 33,494 +2,821 +9%
VFS
34
VSR Financial Services
Kansas
$718K 32,882 +32,882 New
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$689K 31,515 +1,643 +6%
B
36
Baird
Wisconsin
$664K 30,397 -8,242 -21%
FHC
37
First Heartland Consultants
Missouri
$614K 28,111 +1,365 +5%
PFS
38
Prospera Financial Services
Texas
$483K 22,120 +2,736 +14%
TH
39
Timber Hill
Connecticut
$483K 22,102 +22,102 New
IH
40
IFC Holdings
Florida
$472K 21,508 +866 +4%
RIA
41
Regal Investment Advisors
Michigan
$462K 21,150 +2,085 +11%
WA
42
WFG Advisors
Texas
$440K 20,143 +99 +0.5%
FA
43
FDx Advisors
Illinois
$355K 16,245 -6,929 -30%
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
$346K 15,832 +15,832 New
PAG
45
Private Advisor Group
New Jersey
$342K 15,665 +15,665 New
SB
46
Suntrust Banks
Georgia
$332K 15,224 +2,522 +20%
ACM
47
Argentus Capital Management
Texas
$324K 14,824 +14,824 New
BFEC
48
Benjamin F. Edwards & Company
Missouri
$273K 12,509 +3,837 +44%
DWA
49
Dorsey Wright & Associates
California
$263K 12,302 -233 -2%
CS
50
Credit Suisse
Switzerland
$247K 11,294 -141,058 -93%
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