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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

52 hedge funds and large institutions have $193M invested in First Trust Financials AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 52 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+52
Holders Change %
–
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
52
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Shares
Change %
CK
26
Carnick & Kubik
Colorado
$852K +$852K +45,320 New
First Trust Advisors
27
First Trust Advisors
Illinois
$724K +$724K +38,531 New
RJFSA
28
Raymond James Financial Services Advisors
Florida
$708K +$708K +37,684 New
DADC
29
D.A. Davidson & Co
Montana
$693K +$693K +36,895 New
SI
30
Stephens Inc
Arkansas
$690K +$690K +36,736 New
VFS
31
VSR Financial Services
Kansas
$479K +$479K +25,508 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$382K +$382K +20,306 New
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$354K +$354K +18,860 New
AIG
34
American International Group
New York
$349K +$349K +18,591 New
FHC
35
First Heartland Consultants
Missouri
$317K +$317K +16,859 New
CS
36
Credit Suisse
Switzerland
$299K +$299K +15,915 New
B
37
Baird
Wisconsin
$299K +$299K +15,921 New
FFC
38
First Financial Corp
Indiana
$269K +$269K +14,344 New
MFS
39
MSI Financial Services
Massachusetts
$245K +$245K +13,063 New
Ameriprise
40
Ameriprise
Minnesota
$211K +$211K +11,210 New
Creative Planning
41
Creative Planning
Kansas
$141K +$141K +7,530 New
BRWA
42
B. Riley Wealth Advisors
Florida
$94K +$94K +5,000 New
RIA
43
Regal Investment Advisors
Michigan
$73K +$73K +3,876 New
Deutsche Bank
44
Deutsche Bank
Germany
$54K +$54K +2,926 New
SF
45
Synovus Financial
Georgia
$27K +$27K +1,429 New
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$21K +$21K +1,130 New
BTS
47
BB&T Securities
Virginia
$12K +$12K +64,056 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$12K +$12K +650 New
NES
49
New England Securities
New York
$10K +$10K +555 New
WA
50
WFG Advisors
Texas
$8K +$8K +400 New
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