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First Trust Technology AlphaDEX Fund

70 hedge funds and large institutions have $620M invested in First Trust Technology AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 30 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

11% more funds holding

Funds holding: 6370 (+7)

6.18% less ownership

Funds ownership: 77.33%71.15% (-6.2%)

14% less capital invested

Capital invested by funds: $720M → $620M (-$100M)

27% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 30

Holders
70
Holders Change
+7
Holders Change %
+11.11%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
13
Increased
22
Reduced
30
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IH
51
IFC Holdings
Florida
$257K +$244K +7,910 New
First Trust Advisors
52
First Trust Advisors
Illinois
$245K -$30.9K -1,000 -12%
MC
53
Moors & Cabot
Massachusetts
$219K +$207K +6,706 New
SI
54
SII Investments
Wisconsin
$214K +$205K +6,641 New
LTFS
55
Ladenburg Thalmann Financial Services
Florida
$168K -$210K -6,810 -56%
WEC
56
Winslow Evans & Crocker
Massachusetts
$136K -$77.2K -2,500 -37%
IPC
57
Independent Portfolio Consultants
Florida
$105K +$99.7K +3,230 New
WA
58
WFG Advisors
Texas
$87K -$8.39K -272 -9%
AP
59
Advisors Preferred
Maryland
$84.7K -$120K -3,889 -60%
NES
60
New England Securities
New York
$55K +$10.8K +351 +26%
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$47K +$44.2K +1,432 New
US Bancorp
62
US Bancorp
Minnesota
$41K -$7.84K -254 -17%
AC
63
Alexandria Capital
Virginia
$23K
BFEC
64
Benjamin F. Edwards & Company
Missouri
$22K +$21.1K +685 New
MAS
65
Madden Advisory Services
Florida
$19K +$18.2K +590 New
Citigroup
66
Citigroup
New York
$14K -$10.8M -349,561 -100%
NFG
67
Next Financial Group
Texas
$14K +$14K +455 New
AssetMark Inc
68
AssetMark Inc
California
$13K
Deutsche Bank
69
Deutsche Bank
Germany
$13K
FFC
70
First Financial Corp
Indiana
$10K
VKH
71
Virtu KCG Holdings
New York
-$647K -20,769 Closed
Creative Planning
72
Creative Planning
Kansas
-$561K -18,000 Closed
BIT
73
BlackRock Institutional Trust
California
-$418K -13,400 Closed
NA
74
Navellier & Associates
Nevada
-$303K -9,718 Closed
Citadel Advisors
75
Citadel Advisors
Florida
-$230K -7,390 Closed