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First Trust Technology AlphaDEX Fund

82 hedge funds and large institutions have $461M invested in First Trust Technology AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 45 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.49% more ownership

Funds ownership: 64.76%68.24% (+3.5%)

5% less funds holding

Funds holding: 8682 (-4)

18% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 17

19% less capital invested

Capital invested by funds: $571M → $461M (-$110M)

58% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 45

80% less funds holding in top 10

Funds holding in top 10: 51 (-4)

Holders
82
Holders Change
-4
Holders Change %
-4.65%
% of All Funds
2.29%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.03%
New
14
Increased
19
Reduced
45
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BAAM
26
Baker Avenue Asset Management
California
$1.27M -$9.7M -288,340 -88%
Stifel Financial
27
Stifel Financial
Missouri
$1.25M -$2.05M -60,797 -61%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.19M +$73.3K +2,179 +6%
MFS
29
MSI Financial Services
Massachusetts
$1.14M +$26.2K +780 +2%
AIG
30
American International Group
New York
$1.06M +$134K +3,992 +14%
OC
31
Oppenheimer & Co
New York
$1.02M -$75K -2,230 -6%
HF
32
HRT Financial
New York
$989K +$1.05M +31,274 New
CS
33
Credit Suisse
Switzerland
$960K +$1.02M +30,320 New
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$959K -$233K -6,929 -19%
SI
35
Stephens Inc
Arkansas
$862K -$328K -9,739 -26%
Ameriprise
36
Ameriprise
Minnesota
$858K -$4.51K -134 -0.5%
Citigroup
37
Citigroup
New York
$857K -$82.9K -2,463 -8%
RJFSA
38
Raymond James Financial Services Advisors
Florida
$816K +$868K +25,795 New
FHC
39
First Heartland Consultants
Missouri
$802K +$303K +9,015 +55%
SI
40
SII Investments
Wisconsin
$787K +$208K +6,191 +33%
HA
41
Hays Advisory
Tennessee
$743K -$21.4M -634,924 -96%
VF
42
Virtu Financial
New York
$688K +$732K +21,750 New
TRCT
43
Tower Research Capital (TRC)
New York
$676K +$718K +21,345 New
RIA
44
Regal Investment Advisors
Michigan
$641K -$43.2K -1,283 -6%
SS
45
Simplicity Solutions
Minnesota
$567K -$68.6K -2,038 -10%
JIP
46
Jaffetilchin Investment Partners
Florida
$551K +$23.7K +704 +4%
Baird Financial Group
47
Baird Financial Group
Wisconsin
$499K +$530K +15,759 New
NPC
48
National Planning Corporation
California
$470K -$430K -12,780 -48%
VKH
49
Virtu KCG Holdings
New York
$463K +$493K +14,644 New
CAM
50
Concorde Asset Management
Michigan
$413K -$72.8K -2,165 -14%