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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
FI
51
FormulaFolio Investments
Michigan
$911K -$203K -3,761 -19%
PAG
52
Private Advisor Group
New Jersey
$899K -$928K -17,166 -52%
AI
53
Atria Investments
North Carolina
$882K -$60.3K -1,115 -7%
RJT
54
Raymond James Trust
Florida
$876K -$120K -2,224 -12%
BRWM
55
B. Riley Wealth Management
Tennessee
$819K -$713K -13,187 -47%
DAS
56
Dynamic Advisor Solutions
Arizona
$728K -$64.1K -1,185 -8%
BFEC
57
Benjamin F. Edwards & Company
Missouri
$724K -$3.87M -71,679 -85%
RIL
58
Rothschild Investment LLC
Illinois
$713K +$43.2K +800 +7%
IA
59
IFP Advisors
Florida
$662K -$889K -16,456 -66%
NA
60
NewEdge Advisors
Louisiana
$661K -$2.95M -54,617 -82%
OIA
61
Optimum Investment Advisors
Illinois
$628K -$271K -5,020 -31%
SCA
62
Snowden Capital Advisors
New York
$602K +$583K +10,794 New
CA
63
Cetera Advisors
Colorado
$583K -$207K -3,829 -27%
PFS
64
Prospera Financial Services
Texas
$542K -$28K -518 -5%
GWM
65
Geneos Wealth Management
Colorado
$532K +$510K +9,440 New
WA
66
WFG Advisors
Texas
$527K -$5.24K -97 -1%
CAN
67
Cetera Advisor Networks
California
$483K -$150K -2,772 -24%
OAM
68
Occidental Asset Management
California
$474K +$160K +2,954 +53%
FFC
69
First Financial Corp
Indiana
$467K – – –
VFA
70
Voya Financial Advisors
Connecticut
$451K -$508K -9,405 -54%
CCM
71
Coldstream Capital Management
Washington
$448K +$434K +8,038 New
FIM
72
Freedom Investment Management
Connecticut
$444K -$139K -2,564 -24%
BRWA
73
B. Riley Wealth Advisors
Florida
$428K -$17K -315 -4%
RCAG
74
Rehmann Capital Advisory Group
Michigan
$391K – – –
BO
75
Bank OZK
Arkansas
$390K +$378K +7,000 New
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