B. Riley Wealth Management’s First Trust Health Care AlphaDEX Fund FXH Stock Holding History

B. Riley Wealth Management’s Portfolio FXH Stock Details FXH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$819K	Sell	14,695 -13,187	-47%	-$713K	1.22%	19
2015 Q4	$1.69M	Sell	27,882 -4,904	-15%	-$293K	2.15%	8
2015 Q3	$1.91M	Buy	32,786 +394	+1%	+$26.2K	2.71%	4
2015 Q2	$2.23M	Buy	32,392 +5,405	+20%	+$366K	1.77%	4
2015 Q1	$1.81M	Buy	26,987 +2,382	+10%	+$152K	1.36%	4
2014 Q4	$1.48M	Sell	24,605 -18,801	-43%	-$1.1M	1.21%	9
2014 Q3	$2.42M	Sell	43,406 -1,405	-3%	-$77K	1.8%	1
2014 Q2	$2.39M	Buy	44,811 +1,755	+4%	+$89.2K	1.55%	1
2014 Q1	$2.19M	Buy	+43,056	New	+$2.19M	1.62%	6

Other funds holding FXH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Wealth Management's FXH Position: Q1 2016 in Review

B. Riley Wealth Management reduced its First Trust Health Care AlphaDEX Fund (FXH) stake by 47% in Q1 2016, selling an estimated $713K and leaving 14,695 shares worth $819K. The position accounts for 1.22% of the portfolio, ranked #19.

B. Riley Wealth Management first reported a position in FXH in Q1 2014 and has held it in 9 quarters since. The position peaked at $2.42M in Q3 2014. 129 funds tracked by Wall St. Rank hold FXH as of Q1 2016.

B. Riley Wealth Management held 14,695 shares of First Trust Health Care AlphaDEX Fund worth $819K as of Q1 2016.
B. Riley Wealth Management sold 13,187 First Trust Health Care AlphaDEX Fund shares in Q1 2016, an estimated $713K.
First Trust Health Care AlphaDEX Fund made up 1.22% of B. Riley Wealth Management's portfolio in Q1 2016, its #19 holding.
B. Riley Wealth Management first reported a position in First Trust Health Care AlphaDEX Fund in Q1 2014 and has held it in 9 quarters since.
B. Riley Wealth Management's First Trust Health Care AlphaDEX Fund position peaked at $2.42M in Q3 2014.
129 funds tracked by Wall St. Rank held First Trust Health Care AlphaDEX Fund as of Q1 2016.

Based on B. Riley Wealth Management's 13F filing for Q1 2016, filed 12 Apr 2016.