Occidental Asset Management’s First Trust Health Care AlphaDEX Fund FXH Stock Holding History

Occidental Asset Management’s Portfolio FXH Stock Details FXH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-15,054	Closed	-$916K	–	132
2016 Q3	$916K	Sell	15,054 -451	-3%	-$27.4K	0.75%	34
2016 Q2	$914K	Buy	15,505 +7,004	+82%	+$406K	0.8%	35
2016 Q1	$474K	Buy	8,501 +2,954	+53%	+$160K	0.57%	42
2015 Q4	$335K	Buy	+5,547	New	+$331K	0.43%	48

Other funds holding FXH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Occidental Asset Management's FXH Position: Q4 2016 in Review

Occidental Asset Management sold out of First Trust Health Care AlphaDEX Fund (FXH) in Q4 2016, closing a stake of 15,054 shares — an estimated $916K sold.

Occidental Asset Management first reported a position in FXH in Q4 2015 and held it in 4 quarters. The position peaked at $916K in Q3 2016. 116 funds tracked by Wall St. Rank hold FXH as of Q4 2016.

Occidental Asset Management reported no remaining First Trust Health Care AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Occidental Asset Management sold 15,054 First Trust Health Care AlphaDEX Fund shares in Q4 2016, an estimated $916K.
Occidental Asset Management first reported a position in First Trust Health Care AlphaDEX Fund in Q4 2015 and held it in 4 quarters.
Occidental Asset Management's First Trust Health Care AlphaDEX Fund position peaked at $916K in Q3 2016.
116 funds tracked by Wall St. Rank held First Trust Health Care AlphaDEX Fund as of Q4 2016.

Based on Occidental Asset Management's 13F filing for Q4 2016, filed 15 May 2019.