FTA icon

First Trust Large Cap Value AlphaDEX Fund
FTA

Overview Fund Activity

78 hedge funds and large institutions have $619M invested in First Trust Large Cap Value AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
+4
Holders Change %
+5.41%
% of All Funds
2.05%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
31
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$84.9M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$4.01M
3
HI
3
Horizon Investments
North Carolina
$11.1M
4
FA
4
FDx Advisors
Illinois
$3.13M
5
VFA
5
Voya Financial Advisors
Connecticut
$5.82M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$177M
2
UBS Group
2
UBS Group
Switzerland
$96.8M
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
Bank of America
4
Bank of America
North Carolina
$47.7M
5
Wells Fargo
5
Wells Fargo
California
$29.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
OC
26
Oppenheimer & Co
New York
$2.01M -$359K -9,339 -15%
SI
27
Stephens Inc
Arkansas
$1.96M -$2.43M -63,246 -55%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$1.6M +$72.3K +1,880 +5%
FAAS
29
First Allied Advisory Services
California
$1.5M -$16K -415 -1%
VKH
30
Virtu KCG Holdings
New York
$1.31M +$254K +6,623 +24%
Citigroup
31
Citigroup
New York
$1.28M -$511K -13,292 -28%
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$1.23M -$256K -6,668 -17%
CAN
33
Cetera Advisor Networks
California
$1.13M +$11.3K +295 +1%
TRCT
34
Tower Research Capital (TRC)
New York
$1.06M -$641K -16,680 -38%
ICOA
35
Investment Centers of America
North Dakota
$859K +$46.4K +1,203 +6%
SEIA
36
Signature Estate & Investment Advisors
California
$844K -$174K -4,522 -17%
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
$779K +$779K +20,180 New
SHA
38
Smith Hayes Advisers
Nebraska
$767K +$26.6K +693 +4%
First Trust Advisors
39
First Trust Advisors
Illinois
$679K -$2.11K -55 -0.3%
IA
40
IFP Advisors
Florida
$668K +$668K +17,385 New
AIM
41
Advantage Investment Management
Iowa
$650K +$212K +5,521 +48%
FHC
42
First Heartland Consultants
Missouri
$646K +$115 +3 +0%
VFS
43
VSR Financial Services
Kansas
$620K +$154K +3,993 +33%
Stifel Financial
44
Stifel Financial
Missouri
$506K +$29.9K +778 +6%
SWP
45
Stratos Wealth Partners
Ohio
$471K -$32.6K -849 -6%
William Blair & Company
46
William Blair & Company
Illinois
$407K – – –
NPC
47
National Planning Corporation
California
$390K +$390K +10,848 New
WFG
48
Wills Financial Group
Virginia
$379K +$307 +8 +0.1%
PAG
49
Private Advisor Group
New Jersey
$370K -$95.1K -2,475 -20%
MPI
50
Mairs & Power Inc
Minnesota
$347K -$178K -4,650 -34%
1
2
3 4