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First Trust Large Cap Value AlphaDEX Fund

78 hedge funds and large institutions have $619M invested in First Trust Large Cap Value AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

24% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 25

5% more funds holding

Funds holding: 7478 (+4)

1.99% more ownership

Funds ownership: 64.56%66.55% (+2%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less capital invested

Capital invested by funds: $657M → $619M (-$38.9M)

Holders
78
Holders Change
+4
Holders Change %
+5.41%
% of All Funds
2.05%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
31
Reduced
25
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$2.01M -$370K -9,339 -15%
SI
27
Stephens Inc
Arkansas
$1.96M -$2.5M -63,246 -55%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$1.59M +$74.4K +1,880 +5%
FAAS
29
First Allied Advisory Services
California
$1.5M -$16.4K -415 -1%
VKH
30
Virtu KCG Holdings
New York
$1.31M +$262K +6,623 +24%
Citigroup
31
Citigroup
New York
$1.28M -$526K -13,292 -28%
JP Morgan Chase
32
JP Morgan Chase
New York
$1.23M -$264K -6,668 -17%
CAN
33
Cetera Advisor Networks
California
$1.13M +$11.7K +295 +1%
TRCT
34
Tower Research Capital (TRC)
New York
$1.06M -$660K -16,680 -38%
ICOA
35
Investment Centers of America
North Dakota
$859K +$47.6K +1,203 +6%
SEIA
36
Signature Estate & Investment Advisors
California
$844K -$179K -4,522 -17%
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
$779K +$799K +20,180 New
SHA
38
Smith Hayes Advisers
Nebraska
$767K +$27.4K +693 +4%
First Trust Advisors
39
First Trust Advisors
Illinois
$679K -$2.18K -55 -0.3%
IA
40
IFP Advisors
Florida
$668K +$688K +17,385 New
AIM
41
Advantage Investment Management
Iowa
$650K +$219K +5,521 +48%
FHC
42
First Heartland Consultants
Missouri
$646K +$119 +3 +0%
VFS
43
VSR Financial Services
Kansas
$620K +$158K +3,993 +33%
Stifel Financial
44
Stifel Financial
Missouri
$506K +$30.8K +778 +6%
SWP
45
Stratos Wealth Partners
Ohio
$471K -$33.6K -849 -6%
William Blair & Company
46
William Blair & Company
Illinois
$407K
NPC
47
National Planning Corporation
California
$390K +$429K +10,848 New
WFG
48
Wills Financial Group
Virginia
$379K +$317 +8 +0.1%
PAG
49
Private Advisor Group
New Jersey
$370K -$98K -2,475 -20%
MPI
50
Mairs & Power Inc
Minnesota
$347K -$184K -4,650 -34%

FTA Hedge Fund Activity: Q4 2015 in Review

78 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2015, worth a combined $619M — down 5.9% from $657M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FTA positions and 5 closed out — a net gain of 5 holders — while 31 added to existing stakes and 25 trimmed.

The largest buyer was LPL Financial, adding an estimated $42.1M. The largest seller was Morgan Stanley, cutting an estimated $45.3M.

  • 78 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2015, up from 74 in Q3 2015.
  • Funds reported $619M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2015, down 5.9% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2015 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $42.1M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2015 was Morgan Stanley, an estimated $45.3M sold.

Based on aggregated 13F filings for Q4 2015.