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First Trust Large Cap Value AlphaDEX Fund
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Overview Fund Activity

75 hedge funds and large institutions have $753M invested in First Trust Large Cap Value AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 36 increasing their positions, 15 reducing their positions, and 5 closing their positions.

Holders
75
Holders Change
+9
Holders Change %
+13.64%
% of All Funds
2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
16
Increased
36
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$86.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$308M
3
Goldman Sachs
3
Goldman Sachs
New York
$19.9M
4
RJA
4
Raymond James & Associates
Florida
$36.5M
5
Wells Fargo
5
Wells Fargo
California
$52.4M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$11.2M
2
ICM
2
ICC Capital Management
Florida
$0
3
Bank of America
3
Bank of America
North Carolina
$74.7M
4
Citigroup
4
Citigroup
New York
$1.88M
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$1.88M 43,090 -41,960 -49%
VF
27
Virtu Financial
New York
$1.7M 38,919 +38,919 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$1.34M 30,541 +14,191 +87%
First Trust Advisors
29
First Trust Advisors
Illinois
$1.22M 27,998 -10,277 -27%
CAN
30
Cetera Advisor Networks
California
$1.09M 24,879 +1,200 +5%
JPMorgan Chase & Co
31
JPMorgan Chase & Co
New York
$961K 21,974 -2,696 -11%
Stifel Financial
32
Stifel Financial
Missouri
$933K 21,339 -336 -2%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$914K 20,903 +945 +5%
NES
34
New England Securities
New York
$880K 20,125 +3,846 +24%
SHA
35
Smith Hayes Advisers
Nebraska
$777K 17,771 +4,078 +30%
FHC
36
First Heartland Consultants
Missouri
$762K 17,438 +11,238 +181%
PAG
37
Private Advisor Group
New Jersey
$705K 16,130 +1,421 +10%
William Blair & Company
38
William Blair & Company
Illinois
$682K 15,608 -800 -5%
SSWM
39
Sheets Smith Wealth Management
North Carolina
$658K 15,051 +15,051 New
MPI
40
Mairs & Power Inc
Minnesota
$642K 14,690 -10,854 -42%
NPC
41
National Planning Corporation
California
$619K 14,448 +2,885 +25%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$536K 12,278 -906 -7%
CS
43
Credit Suisse
Switzerland
$511K 11,681 +11,681 New
SWP
44
Stratos Wealth Partners
Ohio
$489K 11,176 +11,176 New
MIAN
45
Mariner Independent Advisor Network
Kansas
$471K 10,784 +1,079 +11%
SFWA
46
Summit Financial Wealth Advisors
Louisiana
$432K 9,880 +9,880 New
ICOA
47
Investment Centers of America
North Dakota
$420K 9,578 -10,597 -53%
MFS
48
MSI Financial Services
Massachusetts
$416K 9,507 +1,823 +24%
SF
49
Synovus Financial
Georgia
$410K 9,374 – –
WFG
50
Wills Financial Group
Virginia
$373K 8,544 – –
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