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First Trust Large Cap Value AlphaDEX Fund
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Overview Fund Activity

60 hedge funds and large institutions have $564M invested in First Trust Large Cap Value AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
60
Holders Change
+7
Holders Change %
+13.21%
% of All Funds
1.73%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
11
Increased
35
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$258M
2
U
2
UBS
Switzerland
$50M
3
Wells Fargo
3
Wells Fargo
California
$32.8M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$17.5M
5
Bank of America
5
Bank of America
North Carolina
$66.6M

Top Sellers

1
ICM
1
ICC Capital Management
Florida
$0
2
Goldman Sachs
2
Goldman Sachs
New York
$0
3
CA
3
Cetera Advisors
Colorado
$12.3M
4
First Trust Advisors
4
First Trust Advisors
Illinois
$1.68M
5
BIT
5
BlackRock Institutional Trust
California
$821K
Name Market Value Shares Shares
Change 		Shares
Change %
ICOA
26
Investment Centers of America
North Dakota
$994K 22,813 +15,876 +229%
FAAS
27
First Allied Advisory Services
California
$928K 21,188 +8,513 +67%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$889K 20,413 +459 +2%
BIT
29
BlackRock Institutional Trust
California
$821K 18,861 -10,819 -36%
Stifel Financial
30
Stifel Financial
Missouri
$723K 16,607 +1,385 +9%
William Blair & Company
31
William Blair & Company
Illinois
$714K 16,408 – –
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$695K 15,967 +9,441 +145%
PAG
33
Private Advisor Group
New Jersey
$667K 15,327 +9,374 +157%
JPMorgan Chase & Co
34
JPMorgan Chase & Co
New York
$588K 13,500 +2,454 +22%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$503K 11,562 +1,024 +10%
SF
36
Synovus Financial
Georgia
$408K 9,374 – –
MIAN
37
Mariner Independent Advisor Network
Kansas
$378K 8,685 +8,685 New
WFG
38
Wills Financial Group
Virginia
$372K 8,544 – –
NES
39
New England Securities
New York
$366K 8,402 +2,565 +44%
Brown Advisory
40
Brown Advisory
Maryland
$326K 7,500 +7,500 New
SHA
41
Smith Hayes Advisers
Nebraska
$321K 7,380 +1,150 +18%
JCM
42
Janney Capital Management
Pennsylvania
$309K 7,106 – –
BAS
43
Brown Advisory Securities
Maryland
$281K 4,325 +4,325 New
MFS
44
MSI Financial Services
Massachusetts
$268K 6,158 +3,572 +138%
FHC
45
First Heartland Consultants
Missouri
$210K 4,828 +4,828 New
AA
46
Ancora Advisors
Ohio
$208K 4,769 +4,769 New
DADC
47
D.A. Davidson & Co
Montana
$126K 2,903 – –
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$106K 2,440 +1,986 +437%
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$98K 2,260 +2,260 New
PTC
50
Private Trust Company
Ohio
$78K 1,791 +1,181 +194%
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