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First Trust Mid Cap Core AlphaDEX Fund

94 hedge funds and large institutions have $298M invested in First Trust Mid Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 45 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.41% more ownership

Funds ownership: 50.02%50.43% (+0.41%)

0% less capital invested

Capital invested by funds: $299M → $298M (-$614K)

5% less funds holding

Funds holding: 9994 (-5)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

53% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 45

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.04M

Holders
94
Holders Change
-5
Holders Change %
-5.05%
% of All Funds
1.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
21
Reduced
45
Closed
14
Calls
Puts
$1.04M
Net Calls
-$1.04M
Net Calls Change
-$1.04M
Name Holding Trade Value Shares
Change
Change in
Stake
AA
76
AlphaMark Advisors
Kentucky
$76K -$10.2K -155 -12%
ASN
77
Advisory Services Network
Georgia
$75K +$74.4K +1,134 New
CHC
78
City Holding Co
West Virginia
$68K
Rockefeller Capital Management
79
Rockefeller Capital Management
New York
$66K +$53.5K +815 +422%
JP Morgan Chase
80
JP Morgan Chase
New York
$62K
AF
81
Advisornet Financial
Minnesota
$45K
US Bancorp
82
US Bancorp
Minnesota
$42K
AA
83
Ancora Advisors
Ohio
$26K
AWA
84
Arkadios Wealth Advisors
Georgia
$24.1K +$66 +1 +0.3%
BWP
85
Baldwin Wealth Partners
Massachusetts
$22K
AIM
86
Anchor Investment Management
South Carolina
$18K
Fifth Third Bancorp
87
Fifth Third Bancorp
Ohio
$15K
HCP
88
Hexagon Capital Partners
Arkansas
$15K +$15.2K +231 New
Fidelity Investments
89
Fidelity Investments
Massachusetts
$10K +$9.58K +146 New
PFBT
90
Parkside Financial Bank & Trust
Missouri
$5K
APC
91
Aspire Private Capital
North Carolina
$3K +$2.76K +42 New
TFA
92
Transamerica Financial Advisors
Florida
$2K -$3.81K -58 -77%
SFS
93
Sowell Financial Services
Arkansas
$2K
WEC
94
Winslow Evans & Crocker
Massachusetts
$2K
BlackRock
95
BlackRock
New York
$1K
PFS
96
Prospera Financial Services
Texas
-$1.57M -25,127 Closed
CWS
97
Cypress Wealth Services
California
-$1.03M -15,724 Closed
FAIM
98
Financial Advocates Investment Management
Washington
-$695K -11,122 Closed
OIA
99
OneDigital Investment Advisors
Kansas
-$694K -11,104 Closed
WI
100
Wintrust Investments
Illinois
-$257K -4,115 Closed

FNX Hedge Fund Activity: Q3 2020 in Review

94 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2020, worth a combined $298M — down 0.21% from $299M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FNX and 9 opened new positions — a net loss of 5 holders — while 45 trimmed existing stakes and 21 added.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $2.1M. The largest seller was Raymond James & Associates, cutting an estimated $14.1M.

  • 94 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2020, down from 99 in Q2 2020.
  • Funds reported $298M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2020, down 0.21% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2020 and 14 closed out, a net change of -5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2020 was Goldman Sachs, an estimated $2.1M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2020 was Raymond James & Associates, an estimated $14.1M sold.

Based on aggregated 13F filings for Q3 2020.