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First Trust Mid Cap Core AlphaDEX Fund

79 hedge funds and large institutions have $472M invested in First Trust Mid Cap Core AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

5% more funds holding

Funds holding: 7579 (+4)

2.58% more ownership

Funds ownership: 56.56%59.13% (+2.6%)

1% less capital invested

Capital invested by funds: $478M → $472M (-$5.74M)

9% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 32

Holders
79
Holders Change
+4
Holders Change %
+5.33%
% of All Funds
2.07%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
29
Reduced
32
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AFP
51
Ausdal Financial Partners
Iowa
$397K +$412K +8,262 New
UR
52
USCA RIA
Texas
$379K -$4.94K -99 -1%
ICOA
53
Investment Centers of America
North Dakota
$372K +$22.2K +444 +6%
IA
54
IFP Advisors
Florida
$341K +$354K +7,091 New
SS
55
Simplicity Solutions
Minnesota
$332K +$65.9K +1,320 +24%
GS
56
Girard Securities
California
$315K +$327K +6,554 New
DADC
57
D.A. Davidson & Co
Montana
$302K +$22.2K +445 +8%
HPC
58
HM Payson & Co
Maine
$293K +$304K +6,089 New
PAG
59
Private Advisor Group
New Jersey
$278K -$9.68K -194 -3%
SPC
60
Sigma Planning Corp
Michigan
$257K -$320K -6,407 -55%
NPC
61
National Planning Corporation
California
$226K +$259K +5,195 New
TSS
62
Two Sigma Securities
New York
$224K +$233K +4,666 New
CAM
63
Concorde Asset Management
Michigan
$208K +$6.63K +133 +3%
CPIG
64
Chicago Partners Investment Group
Illinois
$179K
NFG
65
Next Financial Group
Texas
$171K +$39.5K +792 +29%
SF
66
Synovus Financial
Georgia
$154K -$99.8K -2,000 -38%
Creative Planning
67
Creative Planning
Kansas
$137K
WA
68
WFG Advisors
Texas
$123K -$74.1K -1,485 -37%
BFEC
69
Benjamin F. Edwards & Company
Missouri
$103K -$20K -401 -16%
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$74K +$16.5K +330 +28%
Bessemer Group
71
Bessemer Group
New Jersey
$56K
FAM
72
Formidable Asset Management
Ohio
$51K
WEC
73
Winslow Evans & Crocker
Massachusetts
$34.7K
ASN
74
Advisory Services Network
Georgia
$17K
US Bancorp
75
US Bancorp
Minnesota
$16K -$2.19K -44 -12%

FNX Hedge Fund Activity: Q4 2015 in Review

79 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2015, worth a combined $472M — down 1.2% from $478M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNX positions and 4 closed out — a net gain of 5 holders — while 29 added to existing stakes and 32 trimmed.

The largest buyer was LPL Financial, adding an estimated $17.9M. The largest seller was Morgan Stanley, cutting an estimated $11.1M.

  • 79 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2015, up from 75 in Q3 2015.
  • Funds reported $472M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2015, down 1.2% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2015 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $17.9M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2015 was Morgan Stanley, an estimated $11.1M sold.

Based on aggregated 13F filings for Q4 2015.