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First Trust Mid Cap Core AlphaDEX Fund
FNX

67 hedge funds and large institutions have $507M invested in First Trust Mid Cap Core AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 36 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 15

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

14% more capital invested

Capital invested by funds: $444M → $507M (+$62.9M)

5% more funds holding

Funds holding: 64 → 67 (+3)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

0.45% less ownership

Funds ownership: 56.52% → 56.06% (-0.45%)

Holders
67
Holders Change
+3
Holders Change %
+4.69%
% of All Funds
1.93%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
8
Increased
36
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CM
Churchill Management
California
+$10.5M
2
AIM
Astor Investment Management
Illinois
+$9.09M
3
Morgan Stanley
Morgan Stanley
New York
+$8.01M
4
Bank of America
Bank of America
North Carolina
+$6.74M
5
LPL Financial
LPL Financial
California
+$4.7M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$5.84M
2
LPT
Legacy Private Trust
Wisconsin
-$2.48M
3
Wells Fargo
Wells Fargo
California
-$2.41M
4
Citadel Advisors
Citadel Advisors
Florida
-$290K
5
AIA
Arrow Investment Advisors
Maryland
-$154K
Name Holding Trade Value Shares
Change 		Change in
Stake
BAAM
51
Baker Avenue Asset Management
California
$289K +$277K +5,400 New
MIAN
52
Mariner Independent Advisor Network
Kansas
$281K +$270K +5,263 New
HH
53
Hilltop Holdings
Texas
$243K – – –
NFG
54
Next Financial Group
Texas
$204K +$205K +4,001 New
SF
55
Synovus Financial
Georgia
$191K – – –
WA
56
WFG Advisors
Texas
$143K +$13.9K +271 +11%
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$142K +$59.5K +1,160 +77%
Creative Planning
58
Creative Planning
Kansas
$59K -$87.9K -1,713 -61%
MAS
59
Madden Advisory Services
Florida
$45K – – –
Citigroup
60
Citigroup
New York
$41K -$4.1K -80 -9%
WEC
61
Winslow Evans & Crocker
Massachusetts
$32.1K -$7.69K -150 -20%
MFS
62
MSI Financial Services
Massachusetts
$22K – – –
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$15K – – –
SGC
64
South Georgia Capital
Illinois
$15K – – –
WRM
65
Westport Resources Management
Connecticut
$12K – – –
RIA
66
Regal Investment Advisors
Michigan
$11K – – –
JFA
67
JNBA Financial Advisors
Minnesota
$2K +$2.26K +44 New
Citadel Advisors
68
Citadel Advisors
Florida
– -$290K -5,635 Closed
SAM
69
Shamrock Asset Management
Texas
– -$54K -1,040 Closed
US Bancorp
70
US Bancorp
Minnesota
– -$47K -913 Closed
TAIM
71
TD Ameritrade Investment Management
Nebraska
– -$26K -497 Closed
S
72
SignatureFD
Georgia
– -$9K -183 Closed
1 2
3

FNX Hedge Fund Activity: Q2 2014 in Review

67 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q2 2014, worth a combined $507M — up 14% from $444M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FNX positions and 5 closed out — a net gain of 3 holders — while 36 added to existing stakes and 15 trimmed.

The largest buyer was Churchill Management, adding an estimated $10.5M. The largest seller was Susquehanna International Group, cutting an estimated $5.84M.

  • 67 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q2 2014, up from 64 in Q1 2014.
  • Funds reported $507M of First Trust Mid Cap Core AlphaDEX Fund stock for Q2 2014, up 14% quarter-over-quarter.
  • 8 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q2 2014 and 5 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q2 2014 was Churchill Management, an estimated $10.5M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q2 2014 was Susquehanna International Group, an estimated $5.84M sold.

Based on aggregated 13F filings for Q2 2014.