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First Trust Japan AlphaDEX Fund

24 hedge funds and large institutions have $115M invested in First Trust Japan AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

27% more capital invested

Capital invested by funds: $90.2M → $115M (+$24.6M)

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

20% more funds holding

Funds holding: 2024 (+4)

0.94% more ownership

Funds ownership: 89.54%90.48% (+0.94%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
24
Holders Change
+4
Holders Change %
+20%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
10
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$86.3M +$80.7M +1,803,401 New
Morgan Stanley
2
Morgan Stanley
New York
$11.6M +$3.12M +69,656 +41%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$4.08M -$737K -16,469 -16%
IFWM
4
Institute for Wealth Management
Colorado
$3.38M +$496K +11,094 +19%
JG
5
Jefferies Group
New York
$2.39M -$65.1M -1,454,222 -97%
Bank of America
6
Bank of America
North Carolina
$1.83M +$258K +5,765 +18%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.42M +$746K +16,679 +129%
PI
8
Placemark Investments
Illinois
$1.03M +$713K +15,940 +286%
SAM
9
SignalPoint Asset Management
Missouri
$700K -$32K -716 -5%
Jane Street
10
Jane Street
New York
$669K -$2.31M -51,589 -79%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$329K +$66.2K +1,479 +27%
LPL Financial
12
LPL Financial
California
$271K +$14.3K +320 +6%
SAM
13
Shamrock Asset Management
Texas
$252K +$236K +5,267 New
AIG
14
American International Group
New York
$151K +$49.8K +1,112 +54%
U
15
UBS
Switzerland
$150K +$69.8K +1,559 +99%
Citigroup
16
Citigroup
New York
$59K -$259K -5,783 -82%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$53K -$1.98M -44,145 -98%
BRWA
18
B. Riley Wealth Advisors
Florida
$46.5K +$43.5K +971 New
WEC
19
Winslow Evans & Crocker
Massachusetts
$40.7K +$1.66K +37 +5%
Wells Fargo
20
Wells Fargo
California
$17K -$38K -850 -71%
Ameriprise
21
Ameriprise
Minnesota
$9K -$143K -3,195 -95%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$2K
GSC
23
Ground Swell Capital
South Carolina
$2K +$1.79K +40 New
NFG
24
Next Financial Group
Texas
$2K +$2.24K +50 New
Creative Planning
25
Creative Planning
Kansas
-$788K -18,000 Closed

FJP Hedge Fund Activity: Q2 2014 in Review

24 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q2 2014, worth a combined $115M — up 27% from $90.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FJP positions and 1 closed out — a net gain of 4 holders — while 10 added to existing stakes and 8 trimmed.

The largest buyer was F-Squared Investment Management, opening a new position worth an estimated $80.7M. The largest seller was Jefferies Group, cutting an estimated $65.1M.

  • 24 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q2 2014, up from 20 in Q1 2014.
  • Funds reported $115M of First Trust Japan AlphaDEX Fund stock for Q2 2014, up 27% quarter-over-quarter.
  • 5 funds opened new First Trust Japan AlphaDEX Fund positions in Q2 2014 and 1 closed out, a net change of +4 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q2 2014 was F-Squared Investment Management, an estimated $80.7M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q2 2014 was Jefferies Group, an estimated $65.1M sold.

Based on aggregated 13F filings for Q2 2014.