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First Trust Japan AlphaDEX Fund

32 hedge funds and large institutions have $64.9M invested in First Trust Japan AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more capital invested

Capital invested by funds: $46.7M → $64.9M (+$18.2M)

19% more funds holding

Funds holding: 2732 (+5)

10.18% more ownership

Funds ownership: 32.14%42.33% (+10%)

36% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 14

Holders
32
Holders Change
+5
Holders Change %
+18.52%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
14
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.2M +$6.19M +128,996 +22%
UBS Group
2
UBS Group
Switzerland
$9.72M +$1.94M +40,423 +24%
Bank of America
3
Bank of America
North Carolina
$4.66M +$3.26M +68,022 +221%
SAM
4
SignalPoint Asset Management
Missouri
$2.09M -$248K -5,171 -10%
Jane Street
5
Jane Street
New York
$2.07M +$1.88M +39,272 +852%
RPG
6
Risk Paradigm Group
Texas
$1.88M +$1.91M +39,807 New
IFWM
7
Institute for Wealth Management
Colorado
$1.77M -$88.2K -1,839 -5%
SG Americas Securities
8
SG Americas Securities
New York
$1.68M +$1.3M +26,997 +312%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.6M +$1.18M +24,581 +265%
FTUS
10
Flow Traders U.S.
New York
$1.31M +$1.34M +27,853 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.06M -$89.7K -1,870 -8%
Wells Fargo
12
Wells Fargo
California
$882K -$125K -2,605 -12%
Citadel Advisors
13
Citadel Advisors
Florida
$632K -$916K -19,090 -59%
RJA
14
Raymond James & Associates
Florida
$565K -$175K -3,649 -23%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$523K -$1.47M -30,598 -73%
AIG
16
American International Group
New York
$312K +$214K +4,465 +208%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$273K -$5.09K -106 -2%
LPL Financial
18
LPL Financial
California
$256K +$262K +5,460 New
Goldman Sachs
19
Goldman Sachs
New York
$214K -$293K -6,100 -57%
MFS
20
MSI Financial Services
Massachusetts
$61K -$33.1K -690 -35%
TFA
21
Transamerica Financial Advisors
Florida
$38K -$137K -2,850 -78%
Creative Planning
22
Creative Planning
Kansas
$21K
Citigroup
23
Citigroup
New York
$19K -$15.3K -318 -44%
GWM
24
Gupta Wealth Management
California
$19K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$15K +$864 +18 +6%

FJP Hedge Fund Activity: Q4 2015 in Review

32 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2015, worth a combined $64.9M — up 39% from $46.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FJP positions and 0 closed out — a net gain of 5 holders — while 9 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.19M. The largest seller was Royal Bank of Canada, cutting an estimated $1.47M.

  • 32 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2015, up from 27 in Q3 2015.
  • Funds reported $64.9M of First Trust Japan AlphaDEX Fund stock for Q4 2015, up 39% quarter-over-quarter.
  • 5 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2015 and 0 closed out, a net change of +5 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2015 was Morgan Stanley, an estimated $6.19M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2015 was Royal Bank of Canada, an estimated $1.47M sold.

Based on aggregated 13F filings for Q4 2015.