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First Trust Japan AlphaDEX Fund

24 hedge funds and large institutions have $31.2M invested in First Trust Japan AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% less funds holding

Funds holding: 3224 (-8)

42% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 12

70.9% less ownership

Funds ownership: 90.39%19.49% (-71%)

77% less capital invested

Capital invested by funds: $133M → $31.2M (-$102M)

88% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 8

Holders
24
Holders Change
-8
Holders Change %
-25%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
7
Reduced
12
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.8M -$6.56M -139,437 -27%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.69M +$1.91M +40,523 +290%
SAM
3
SignalPoint Asset Management
Missouri
$1.73M +$542K +11,531 +49%
Bank of America
4
Bank of America
North Carolina
$1.57M -$1.59M -33,726 -51%
Jane Street
5
Jane Street
New York
$1.23M +$628K +13,357 +116%
UBS Group
6
UBS Group
Switzerland
$1.09M -$3.15M -67,024 -75%
RPG
7
Risk Paradigm Group
Texas
$731K -$662K -14,070 -49%
Wells Fargo
8
Wells Fargo
California
$726K +$30.7K +652 +5%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$676K -$259K -5,518 -29%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$579K -$732K -15,573 -57%
AG
11
Advisor Group
Arizona
$363K +$82.6K +1,757 +31%
FAAS
12
First Allied Advisory Services
California
$261K +$15.6K +331 +7%
OMC
13
Old Mission Capital
Illinois
$229K -$106K -2,248 -33%
RJA
14
Raymond James & Associates
Florida
$226K -$608K -12,922 -74%
SG Americas Securities
15
SG Americas Securities
New York
$135K -$224K -4,766 -63%
Creative Planning
16
Creative Planning
Kansas
$42K +$18.8K +400 +89%
WA
17
WFG Advisors
Texas
$28K
Citigroup
18
Citigroup
New York
$26K -$4.75K -101 -16%
MFS
19
MSI Financial Services
Massachusetts
$18K -$7.43K -158 -30%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$13K +$12.2K +259 New
TRCT
21
Tower Research Capital (TRC)
New York
$10K -$9.26K -197 -49%
FHA
22
First Horizon Advisors
Tennessee
$9K
IA
23
IFP Advisors
Florida
$7K
First Trust Advisors
24
First Trust Advisors
Illinois
-$91.2M -2,009,059 Closed
Citadel Advisors
25
Citadel Advisors
Florida
-$1.19M -26,266 Closed

FJP Hedge Fund Activity: Q3 2016 in Review

24 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q3 2016, worth a combined $31.2M — down 77% from $133M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FJP and 1 opened new positions — a net loss of 7 holders — while 12 trimmed existing stakes and 7 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.91M. The largest seller was First Trust Advisors, exiting entirely with an estimated $91.2M sold.

  • 24 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q3 2016, down from 32 in Q2 2016.
  • Funds reported $31.2M of First Trust Japan AlphaDEX Fund stock for Q3 2016, down 77% quarter-over-quarter.
  • 1 fund opened new First Trust Japan AlphaDEX Fund positions in Q3 2016 and 8 closed out, a net change of -7 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q3 2016 was Susquehanna International Group, an estimated $1.91M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q3 2016 was First Trust Advisors, an estimated $91.2M sold.

Based on aggregated 13F filings for Q3 2016.