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First Trust Japan AlphaDEX Fund

18 hedge funds and large institutions have $93.1M invested in First Trust Japan AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

108% more capital invested

Capital invested by funds: $44.8M → $93.1M (+$48.4M)

64% more funds holding

Funds holding: 1118 (+7)

2.95% more ownership

Funds ownership: 108.01%110.96% (+3%)

0% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 4

Holders
18
Holders Change
+7
Holders Change %
+63.64%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
4
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$62.1M +$39.8M +873,458 +191%
Morgan Stanley
2
Morgan Stanley
New York
$13.2M +$8.89M +195,241 +223%
HA
3
Hays Advisory
Tennessee
$9.22M +$8.99M +197,532 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.18M +$2.13M +46,798 New
Bank of America
5
Bank of America
North Carolina
$1.33M +$4.73K +104 +0.4%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.08M -$1.58M -34,761 -60%
AGA
7
Accuvest Global Advisors
Utah
$1.05M -$691K -15,180 -40%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$613K +$597K +13,127 New
FHA
9
First Horizon Advisors
Tennessee
$570K +$605K +13,282 New
SAM
10
SignalPoint Asset Management
Missouri
$564K +$189K +4,154 +52%
Jane Street
11
Jane Street
New York
$453K +$442K +9,712 New
PI
12
Placemark Investments
Illinois
$343K +$334K +7,346 New
SI
13
Stephens Inc
Arkansas
$280K +$273K +6,005 New
AIG
14
American International Group
New York
$51.1K -$20.5K -450 -29%
WEC
15
Winslow Evans & Crocker
Massachusetts
$44K +$43.2K +949 New
Wells Fargo
16
Wells Fargo
California
$33K -$4.42K -97 -12%
Ameriprise
17
Ameriprise
Minnesota
$19K +$18.2K +400 New
US Bancorp
18
US Bancorp
Minnesota
$8K +$7.55K +166 New
NA
19
Navellier & Associates
Nevada
-$9.5M -206,438 Closed
JG
20
Jefferies Group
New York
-$3.63M -78,796 Closed
PFS
21
Prospera Financial Services
Texas
-$337K -7,369 Closed

FJP Hedge Fund Activity: Q4 2013 in Review

18 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2013, worth a combined $93.1M — up 108% from $44.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FJP positions and 3 closed out — a net gain of 7 holders — while 4 added to existing stakes and 4 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $39.8M. The largest seller was Navellier & Associates, exiting entirely with an estimated $9.5M sold.

  • 18 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2013, up from 11 in Q3 2013.
  • Funds reported $93.1M of First Trust Japan AlphaDEX Fund stock for Q4 2013, up 108% quarter-over-quarter.
  • 10 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2013 and 3 closed out, a net change of +7 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $39.8M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2013 was Navellier & Associates, an estimated $9.5M sold.

Based on aggregated 13F filings for Q4 2013.