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First Trust Japan AlphaDEX Fund

40 hedge funds and large institutions have $154M invested in First Trust Japan AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 3

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

54% more funds holding

Funds holding: 2640 (+14)

50% more capital invested

Capital invested by funds: $102M → $154M (+$51.3M)

18.31% more ownership

Funds ownership: 94.03%112.35% (+18%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.24M

Holders
40
Holders Change
+14
Holders Change %
+53.85%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
12
Reduced
3
Closed
6
Calls
Puts
$1.24M
Net Calls
-$1.24M
Net Calls Change
-$1.24M
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$73.9M +$4.65M +100,117 +7%
CWM
2
Congress Wealth Management
Massachusetts
$34.6M +$12.8M +276,341 +62%
Morgan Stanley
3
Morgan Stanley
New York
$13.1M +$3.89M +83,869 +44%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$10M +$9.69M +208,805 New
BFEC
5
Benjamin F. Edwards & Company
Missouri
$3.01M +$256K +5,517 +10%
CAS
6
Coppell Advisory Solutions
Texas
$1.84M +$1.79M +38,660 New
Citadel Advisors
7
Citadel Advisors
Florida
$1.73M +$1.35M +29,059 +411%
LPL Financial
8
LPL Financial
California
$1.59M +$1.33M +28,669 +632%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$1.42M +$1.38M +29,692 New
RG
10
Rathbones Group
United Kingdom
$1.16M -$227K -4,900 -17%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$1.14M +$1.1M +23,665 New
TFA
12
Transamerica Financial Advisors
Florida
$1.02M -$99.5K -2,145 -9%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$1.01M +$167K +3,600 +21%
AWM
14
AE Wealth Management
Kansas
$974K +$942K +20,300 New
SAM
15
SignalPoint Asset Management
Missouri
$669K -$928 -20 -0.1%
HighTower Advisors
16
HighTower Advisors
Illinois
$663K
Osaic Holdings
17
Osaic Holdings
Arizona
$634K +$412K +8,883 +206%
NW
18
NewEdge Wealth
Pennsylvania
$624K +$604K +13,015 New
CAN
19
Cetera Advisor Networks
California
$511K +$494K +10,656 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$473K +$458K +9,869 New
AWS
21
Atria Wealth Solutions
New York
$404K +$391K +8,426 New
GWP
22
Gateway Wealth Partners
Wisconsin
$339K +$328K +7,059 New
AssetMark Inc
23
AssetMark Inc
California
$336K +$325K +7,007 New
Wells Fargo
24
Wells Fargo
California
$295K +$195K +4,206 +217%
OFS
25
OneAscent Financial Services
Alabama
$283K +$274K +5,903 New

FJP Hedge Fund Activity: Q2 2023 in Review

40 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q2 2023, worth a combined $154M — up 50% from $102M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FJP positions and 6 closed out — a net gain of 14 holders — while 12 added to existing stakes and 3 trimmed.

The largest buyer was Congress Wealth Management, adding an estimated $12.8M. The largest seller was Rathbones Group, cutting an estimated $227K.

  • 40 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q2 2023, up from 26 in Q1 2023.
  • Funds reported $154M of First Trust Japan AlphaDEX Fund stock for Q2 2023, up 50% quarter-over-quarter.
  • 20 funds opened new First Trust Japan AlphaDEX Fund positions in Q2 2023 and 6 closed out, a net change of +14 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q2 2023 was Congress Wealth Management, an estimated $12.8M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q2 2023 was Rathbones Group, an estimated $227K sold.

Based on aggregated 13F filings for Q2 2023.