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First Trust Japan AlphaDEX Fund

26 hedge funds and large institutions have $28.3M invested in First Trust Japan AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

39.97% more ownership

Funds ownership: 19.49%59.46% (+40%)

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

8% more funds holding

Funds holding: 2426 (+2)

9% less capital invested

Capital invested by funds: $31.2M → $28.3M (-$2.92M)

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.4M -$2.82M -58,182 -15%
Jane Street
2
Jane Street
New York
$2.38M +$1.22M +25,089 +101%
SG Americas Securities
3
SG Americas Securities
New York
$1.6M +$1.5M +30,895 +1,128%
SAM
4
SignalPoint Asset Management
Missouri
$1.58M -$94.1K -1,938 -6%
Bank of America
5
Bank of America
North Carolina
$1.25M -$263K -5,425 -17%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$937K +$385K +7,924 +67%
UBS Group
7
UBS Group
Switzerland
$857K -$198K -4,080 -18%
RPG
8
Risk Paradigm Group
Texas
$847K +$144K +2,974 +20%
WI
9
Wintrust Investments
Illinois
$727K +$741K +15,273 New
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$678K +$26.2K +539 +4%
OMC
11
Old Mission Capital
Illinois
$531K +$316K +6,520 +141%
Wells Fargo
12
Wells Fargo
California
$474K -$232K -4,774 -32%
AG
13
Advisor Group
Arizona
$386K +$36.4K +750 +10%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$221K -$2.42M -49,883 -91%
FTUS
15
Flow Traders U.S.
New York
$164K +$167K +3,444 New
RFWA
16
RPg Family Wealth Advisory
Massachusetts
$61.7K +$62.9K +1,296 New
WA
17
WFG Advisors
Texas
$55K +$29.2K +602 +107%
Creative Planning
18
Creative Planning
Kansas
$40K
Citigroup
19
Citigroup
New York
$22K -$2.91K -60 -11%
MFS
20
MSI Financial Services
Massachusetts
$15K -$2.86K -59 -16%
AA
21
AlphaMark Advisors
Kentucky
$14K +$14.6K +300 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$12K
IA
23
IFP Advisors
Florida
$12K +$5.58K +115 +82%
FHA
24
First Horizon Advisors
Tennessee
$9K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$2K +$1.8K +37 New

FJP Hedge Fund Activity: Q4 2016 in Review

26 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2016, worth a combined $28.3M — down 9.4% from $31.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FJP positions and 3 closed out — a net gain of 2 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was SG Americas Securities, adding an estimated $1.5M. The largest seller was Morgan Stanley, cutting an estimated $2.82M.

  • 26 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2016, up from 24 in Q3 2016.
  • Funds reported $28.3M of First Trust Japan AlphaDEX Fund stock for Q4 2016, down 9.4% quarter-over-quarter.
  • 5 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2016 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2016 was SG Americas Securities, an estimated $1.5M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2016 was Morgan Stanley, an estimated $2.82M sold.

Based on aggregated 13F filings for Q4 2016.