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First Trust Japan AlphaDEX Fund

27 hedge funds and large institutions have $33.7M invested in First Trust Japan AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

19% more capital invested

Capital invested by funds: $28.3M → $33.7M (+$5.41M)

6.71% more ownership

Funds ownership: 59.46%66.17% (+6.7%)

4% more funds holding

Funds holding: 2627 (+1)

Holders
27
Holders Change
+1
Holders Change %
+3.85%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17M +$512K +10,224 +3%
SG Americas Securities
2
SG Americas Securities
New York
$2.35M +$625K +12,482 +37%
HighTower Advisors
3
HighTower Advisors
Illinois
$2.15M +$2.12M +42,285 New
Bank of America
4
Bank of America
North Carolina
$2.02M +$668K +13,336 +51%
SAM
5
SignalPoint Asset Management
Missouri
$1.72M +$34.4K +686 +2%
Jane Street
6
Jane Street
New York
$1.39M -$1.13M -22,640 -45%
Manulife (Manufacturers Life Insurance)
7
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.27M +$1.25M +25,019 New
UBS Group
8
UBS Group
Switzerland
$1.04M +$118K +2,363 +13%
WI
9
Wintrust Investments
Illinois
$979K +$197K +3,938 +26%
RPG
10
Risk Paradigm Group
Texas
$799K -$105K -2,102 -12%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$774K +$47.2K +943 +7%
AG
12
Advisor Group
Arizona
$413K
Wells Fargo
13
Wells Fargo
California
$393K -$112K -2,237 -22%
KA
14
Kovack Advisors
Florida
$280K +$275K +5,495 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$264K -$726K -14,494 -74%
LPL Financial
16
LPL Financial
California
$264K +$258K +5,145 New
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$223K +$219K +4,371 New
RFWA
18
RPg Family Wealth Advisory
Massachusetts
$170K +$102K +2,036 +157%
WA
19
WFG Advisors
Texas
$69K +$10K +200 +17%
Citigroup
20
Citigroup
New York
$24K
Creative Planning
21
Creative Planning
Kansas
$20K -$22.5K -450 -53%
IA
22
IFP Advisors
Florida
$17K +$3.76K +75 +29%
AA
23
AlphaMark Advisors
Kentucky
$15K
BFEC
24
Benjamin F. Edwards & Company
Missouri
$13K
TRCT
25
Tower Research Capital (TRC)
New York
$10K +$10K +200 New

FJP Hedge Fund Activity: Q1 2017 in Review

27 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q1 2017, worth a combined $33.7M — up 19% from $28.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FJP positions and 4 closed out — a net gain of 2 holders — while 10 added to existing stakes and 5 trimmed.

The largest buyer was HighTower Advisors, opening a new position worth an estimated $2.12M. The largest seller was Jane Street, cutting an estimated $1.13M.

  • 27 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q1 2017, up from 26 in Q4 2016.
  • Funds reported $33.7M of First Trust Japan AlphaDEX Fund stock for Q1 2017, up 19% quarter-over-quarter.
  • 6 funds opened new First Trust Japan AlphaDEX Fund positions in Q1 2017 and 4 closed out, a net change of +2 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q1 2017 was HighTower Advisors, an estimated $2.12M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q1 2017 was Jane Street, an estimated $1.13M sold.

Based on aggregated 13F filings for Q1 2017.