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First Trust Japan AlphaDEX Fund

34 hedge funds and large institutions have $38.8M invested in First Trust Japan AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

7% more capital invested

Capital invested by funds: $36.3M → $38.8M (+$2.51M)

4.26% less ownership

Funds ownership: 60.35%56.1% (-4.3%)

6% less funds holding

Funds holding: 3634 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
14
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.3M +$1.14M +21,120 +6%
HighTower Advisors
2
HighTower Advisors
Illinois
$2.36M
IH
3
IFC Holdings
Florida
$1.81M +$236K +4,394 +15%
UBS Group
4
UBS Group
Switzerland
$1.39M +$100K +1,867 +8%
WI
5
Wintrust Investments
Illinois
$1.27M +$43.5K +809 +4%
SAM
6
SignalPoint Asset Management
Missouri
$1.08M -$714K -13,286 -40%
Lazard Asset Management
7
Lazard Asset Management
New York
$1.07M
LPL Financial
8
LPL Financial
California
$992K +$269K +5,011 +39%
IFWM
9
Institute for Wealth Management
Colorado
$926K -$57.8K -1,076 -6%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$826K +$805K +14,969 New
Bank of America
11
Bank of America
North Carolina
$729K +$316K +5,881 +81%
Jane Street
12
Jane Street
New York
$621K -$1.25M -23,288 -67%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$589K +$8.01K +149 +1%
RPG
14
Risk Paradigm Group
Texas
$536K -$248K -4,621 -32%
FAAS
15
First Allied Advisory Services
California
$527K +$295K +5,482 +138%
AG
16
Advisor Group
Arizona
$465K
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$445K +$99.3K +1,848 +30%
Wells Fargo
18
Wells Fargo
California
$421K -$2.2K -41 -0.5%
DADC
19
D.A. Davidson & Co
Montana
$376K +$199K +3,702 +119%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$327K +$59.5K +1,107 +23%
KA
21
Kovack Advisors
Florida
$285K -$20.8K -387 -7%
IA
22
IFP Advisors
Florida
$274K +$59.6K +1,108 +29%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$247K -$269 -5 -0.1%
OMC
24
Old Mission Capital
Illinois
$233K -$13.5K -252 -6%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$228K -$4.73K -88 -2%

FJP Hedge Fund Activity: Q3 2017 in Review

34 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q3 2017, worth a combined $38.8M — up 6.9% from $36.3M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FJP and 2 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 14 added.

The largest buyer was Morgan Stanley, adding an estimated $1.14M. The largest seller was Jane Street, cutting an estimated $1.25M.

  • 34 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q3 2017, down from 36 in Q2 2017.
  • Funds reported $38.8M of First Trust Japan AlphaDEX Fund stock for Q3 2017, up 6.9% quarter-over-quarter.
  • 2 funds opened new First Trust Japan AlphaDEX Fund positions in Q3 2017 and 3 closed out, a net change of -1 holder.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q3 2017 was Morgan Stanley, an estimated $1.14M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q3 2017 was Jane Street, an estimated $1.25M sold.

Based on aggregated 13F filings for Q3 2017.