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First Trust Japan AlphaDEX Fund

30 hedge funds and large institutions have $156M invested in First Trust Japan AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more capital invested

Capital invested by funds: $64.9M → $156M (+$90.8M)

63.2% more ownership

Funds ownership: 42.33%105.53% (+63%)

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

6% less funds holding

Funds holding: 3230 (-2)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
12
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$95.9M +$92.6M +2,112,588 New
Morgan Stanley
2
Morgan Stanley
New York
$28.4M -$3.37M -76,842 -11%
UBS Group
3
UBS Group
Switzerland
$10.1M +$761K +17,364 +8%
Bank of America
4
Bank of America
North Carolina
$4.82M +$322K +7,339 +7%
SG Americas Securities
5
SG Americas Securities
New York
$3.49M +$1.81M +41,282 +116%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.99M +$433K +9,879 +29%
RPG
7
Risk Paradigm Group
Texas
$1.91M +$99K +2,258 +6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.78M +$1.23M +28,176 +254%
SAM
9
SignalPoint Asset Management
Missouri
$1.15M -$833K -19,014 -43%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$960K -$56.7K -1,293 -6%
IA
11
IFP Advisors
Florida
$845K +$743K +16,962 +12,116%
FTUS
12
Flow Traders U.S.
New York
$729K -$516K -11,784 -42%
RJA
13
Raymond James & Associates
Florida
$695K +$146K +3,330 +28%
Wells Fargo
14
Wells Fargo
California
$653K -$189K -4,311 -23%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$576K +$556K +12,687 New
Citadel Advisors
16
Citadel Advisors
Florida
$565K -$41.6K -950 -7%
OMC
17
Old Mission Capital
Illinois
$363K +$350K +7,996 New
AIG
18
American International Group
New York
$307K +$6.13K +140 +2%
LPL Financial
19
LPL Financial
California
$255K +$20.2K +462 +8%
Citigroup
20
Citigroup
New York
$55K +$35.8K +816 +200%
MFS
21
MSI Financial Services
Massachusetts
$28K -$29.4K -670 -52%
Creative Planning
22
Creative Planning
Kansas
$20K
GWM
23
Gupta Wealth Management
California
$18K
AP
24
Atwood & Palmer
Missouri
$16K +$15.3K +350 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$10K -$4.21K -96 -31%

FJP Hedge Fund Activity: Q1 2016 in Review

30 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q1 2016, worth a combined $156M — up 140% from $64.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FJP and 5 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 12 added.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $92.6M. The largest seller was Morgan Stanley, cutting an estimated $3.37M.

  • 30 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q1 2016, down from 32 in Q4 2015.
  • Funds reported $156M of First Trust Japan AlphaDEX Fund stock for Q1 2016, up 140% quarter-over-quarter.
  • 5 funds opened new First Trust Japan AlphaDEX Fund positions in Q1 2016 and 6 closed out, a net change of -1 holder.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q1 2016 was First Trust Advisors, an estimated $92.6M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q1 2016 was Morgan Stanley, an estimated $3.37M sold.

Based on aggregated 13F filings for Q1 2016.