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First Trust Japan AlphaDEX Fund

32 hedge funds and large institutions have $133M invested in First Trust Japan AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 3 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

7% more funds holding

Funds holding: 3032 (+2)

15% less capital invested

Capital invested by funds: $156M → $133M (-$22.8M)

15.14% less ownership

Funds ownership: 105.53%90.39% (-15%)

83% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 18

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
3
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$91.2M -$4.75M -103,529 -5%
Morgan Stanley
2
Morgan Stanley
New York
$23.7M -$4.82M -104,898 -17%
UBS Group
3
UBS Group
Switzerland
$4.04M -$6.17M -134,449 -60%
Bank of America
4
Bank of America
North Carolina
$2.97M -$1.87M -40,632 -38%
RPG
5
Risk Paradigm Group
Texas
$1.31M -$605K -13,173 -31%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.24M -$549K -11,945 -30%
Citadel Advisors
7
Citadel Advisors
Florida
$1.19M +$635K +13,817 +111%
SAM
8
SignalPoint Asset Management
Missouri
$1.07M -$78K -1,698 -7%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$873K -$87.4K -1,904 -9%
RJA
10
Raymond James & Associates
Florida
$795K +$101K +2,205 +14%
Wells Fargo
11
Wells Fargo
California
$639K -$14.9K -325 -2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$636K -$1.37M -29,749 -68%
FTUS
13
Flow Traders U.S.
New York
$610K -$121K -2,642 -16%
Ameriprise
14
Ameriprise
Minnesota
$527K +$533K +11,610 New
Jane Street
15
Jane Street
New York
$524K +$531K +11,555 New
SG Americas Securities
16
SG Americas Securities
New York
$341K -$3.19M -69,413 -90%
SG
17
Societe Generale
$341K +$345K +7,506 New
OMC
18
Old Mission Capital
Illinois
$312K -$51.1K -1,112 -14%
AG
19
Advisor Group
Arizona
$252K +$257K +5,606 New
FAAS
20
First Allied Advisory Services
California
$224K +$228K +4,958 New
Citigroup
21
Citigroup
New York
$28K -$27.4K -597 -49%
WA
22
WFG Advisors
Texas
$25K +$25.8K +561 New
MFS
23
MSI Financial Services
Massachusetts
$24K -$3.81K -83 -13%
Creative Planning
24
Creative Planning
Kansas
$20K
TRCT
25
Tower Research Capital (TRC)
New York
$18K +$11.3K +247 +161%

FJP Hedge Fund Activity: Q2 2016 in Review

32 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q2 2016, worth a combined $133M — down 15% from $156M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FJP positions and 4 closed out — a net gain of 3 holders — while 3 added to existing stakes and 18 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $635K. The largest seller was UBS Group, cutting an estimated $6.17M.

  • 32 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q2 2016, up from 30 in Q1 2016.
  • Funds reported $133M of First Trust Japan AlphaDEX Fund stock for Q2 2016, down 15% quarter-over-quarter.
  • 7 funds opened new First Trust Japan AlphaDEX Fund positions in Q2 2016 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q2 2016 was Citadel Advisors, an estimated $635K added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q2 2016 was UBS Group, an estimated $6.17M sold.

Based on aggregated 13F filings for Q2 2016.