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First Trust Japan AlphaDEX Fund

23 hedge funds and large institutions have $25.6M invested in First Trust Japan AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

10% more funds holding

Funds holding: 2123 (+2)

2.15% less ownership

Funds ownership: 75.65%73.5% (-2.2%)

9% less capital invested

Capital invested by funds: $28.1M → $25.6M (-$2.51M)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.2M -$3.73K -73 -0%
RG
2
Rathbones Group
United Kingdom
$1.42M +$145K +2,842 +11%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.28M -$294K -5,752 -18%
OMC
4
Old Mission Capital
Illinois
$1.09M -$766 -15 -0.1%
IWC
5
Integrated Wealth Concepts
Massachusetts
$953K
SAM
6
SignalPoint Asset Management
Missouri
$735K -$180K -3,533 -19%
FTUS
7
Flow Traders U.S.
New York
$577K +$175K +3,422 +42%
Jane Street
8
Jane Street
New York
$482K -$402K -7,867 -45%
RFWA
9
RPg Family Wealth Advisory
Massachusetts
$469K
LPL Financial
10
LPL Financial
California
$430K -$5.36K -105 -1%
DADC
11
D.A. Davidson & Co
Montana
$347K -$44K -863 -11%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$216K +$177K +3,465 +401%
Wells Fargo
13
Wells Fargo
California
$127K -$153 -3 -0.1%
Osaic Holdings
14
Osaic Holdings
Arizona
$125K +$11K +216 +9%
UBS Group
15
UBS Group
Switzerland
$91K +$11.9K +234 +15%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$22K +$306 +6 +1%
HI
17
Harbour Investments
Wisconsin
$7K -$6.79K -133 -48%
CA
18
CoreCap Advisors
Michigan
$7K +$7.25K +142 New
BFEC
19
Benjamin F. Edwards & Company
Missouri
$7K +$7.66K +150 New
LFG
20
Larson Financial Group
Missouri
$4K +$4.44K +87 New
FPWM
21
FSB Premier Wealth Management
Iowa
$2K +$2.5K +49 New
RG
22
Retirement Group
California
$1K
FGAM
23
Financial Gravity Asset Management
Texas
$550 +$14.7K +288 +2,400%
Citadel Advisors
24
Citadel Advisors
Florida
-$368K -6,939 Closed
AWA
25
Arkadios Wealth Advisors
Georgia
-$36K -696 Closed

FJP Hedge Fund Activity: Q4 2021 in Review

23 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2021, worth a combined $25.6M — down 8.9% from $28.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FJP positions and 2 closed out — a net gain of 2 holders — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $177K. The largest seller was Jane Street, cutting an estimated $402K.

  • 23 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2021, up from 21 in Q3 2021.
  • Funds reported $25.6M of First Trust Japan AlphaDEX Fund stock for Q4 2021, down 8.9% quarter-over-quarter.
  • 4 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2021 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2021 was Royal Bank of Canada, an estimated $177K added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2021 was Jane Street, an estimated $402K sold.

Based on aggregated 13F filings for Q4 2021.