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First Trust Japan AlphaDEX Fund

48 hedge funds and large institutions have $108M invested in First Trust Japan AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 10

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

4% more funds holding

Funds holding: 4648 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.47% less ownership

Funds ownership: 70.37%68.9% (-1.5%)

13% less capital invested

Capital invested by funds: $124M → $108M (-$16M)

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
25
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$61.2M -$9.45M -181,470 -12%
Citadel Advisors
2
Citadel Advisors
Florida
$5.95M +$5.97M +114,604 +1,285%
Jane Street
3
Jane Street
New York
$3.91M +$1.79M +34,419 +73%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.71M +$1.82M +34,897 +82%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.92M -$899K -17,256 -22%
LPL Financial
6
LPL Financial
California
$2.8M +$562K +10,789 +23%
HighTower Advisors
7
HighTower Advisors
Illinois
$2.59M +$417 +8 +0%
UBS Group
8
UBS Group
Switzerland
$2.19M -$791K -15,187 -25%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.99M +$1.12M +21,577 +109%
DADC
10
D.A. Davidson & Co
Montana
$1.69M -$5.26K -101 -0.3%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.57M +$910K +17,474 +115%
WI
12
Wintrust Investments
Illinois
$1.54M -$109K -2,086 -6%
Manulife (Manufacturers Life Insurance)
13
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.46M +$654K +12,562 +71%
AC
14
Avestar Capital
New York
$1.29M +$1.32M +25,320 +1,461%
RJA
15
Raymond James & Associates
Florida
$1.2M +$321K +6,168 +33%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.18M +$716K +13,748 +127%
PGA
17
Premia Global Advisors
Florida
$1.12M -$214K -4,103 -15%
SAM
18
SignalPoint Asset Management
Missouri
$1M +$78.8K +1,514 +8%
AT
19
Arden Trust
Delaware
$815K +$532K +10,221 +152%
FAAS
20
First Allied Advisory Services
California
$795K -$16.8K -323 -2%
SCA
21
Snowden Capital Advisors
New York
$716K +$49.3K +947 +7%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$692K +$315K +6,040 +74%
RPG
23
Risk Paradigm Group
Texas
$539K -$15K -288 -3%
RG
24
Rathbones Group
United Kingdom
$508K +$550K +10,563 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$452K +$45.3K +869 +10%

FJP Hedge Fund Activity: Q4 2018 in Review

48 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2018, worth a combined $108M — down 13% from $124M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FJP positions and 5 closed out — a net gain of 3 holders — while 25 added to existing stakes and 10 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $5.97M. The largest seller was Morgan Stanley, cutting an estimated $9.45M.

  • 48 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2018, up from 46 in Q3 2018.
  • Funds reported $108M of First Trust Japan AlphaDEX Fund stock for Q4 2018, down 13% quarter-over-quarter.
  • 8 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2018 and 5 closed out, a net change of +3 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2018 was Citadel Advisors, an estimated $5.97M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2018 was Morgan Stanley, an estimated $9.45M sold.

Based on aggregated 13F filings for Q4 2018.