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First Trust Japan AlphaDEX Fund

30 hedge funds and large institutions have $34.7M invested in First Trust Japan AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.55% more ownership

Funds ownership: 67.98%71.53% (+3.6%)

19% less funds holding

Funds holding: 3730 (-7)

32% less capital invested

Capital invested by funds: $51.3M → $34.7M (-$16.6M)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

59% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 17

Holders
30
Holders Change
-7
Holders Change %
-18.92%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.9M -$2.86M -62,074 -10%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.13M +$1.54M +33,535 +175%
Citadel Advisors
3
Citadel Advisors
Florida
$1.84M +$1.36M +29,552 +183%
Jane Street
4
Jane Street
New York
$1.45M -$1.23M -26,756 -43%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$923K -$9.3K -202 -0.9%
LPL Financial
6
LPL Financial
California
$886K -$628K -13,632 -38%
SAM
7
SignalPoint Asset Management
Missouri
$828K -$75.2K -1,633 -7%
FIM
8
Freedom Investment Management
Connecticut
$510K +$92.8K +2,015 +25%
Manulife (Manufacturers Life Insurance)
9
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$466K -$22.1K -480 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$459K -$1.54M -33,453 -75%
RG
11
Rathbones Group
United Kingdom
$430K -$60.8K -1,320 -11%
RFWA
12
RPg Family Wealth Advisory
Massachusetts
$385K +$16.7K +362 +4%
DADC
13
D.A. Davidson & Co
Montana
$382K -$37.6K -817 -8%
VAG
14
VisionPoint Advisory Group
Texas
$260K +$27.6K +599 +10%
Wells Fargo
15
Wells Fargo
California
$205K -$143K -3,106 -38%
UBS Group
16
UBS Group
Switzerland
$190K -$310K -6,736 -59%
Osaic Holdings
17
Osaic Holdings
Arizona
$147K +$168K +3,647 New
Bank of America
18
Bank of America
North Carolina
$109K -$25.4K -552 -17%
WAP
19
Wealthcare Advisory Partners
Pennsylvania
$74K +$76.5K +1,661 +923%
1W
20
1776 Wealth
Georgia
$61K +$31.5K +684 +100%
VCP
21
Verus Capital Partners
Arizona
$26K -$110K -2,392 -79%
IA
22
IFP Advisors
Florida
$19K -$200K -4,339 -91%
Citigroup
23
Citigroup
New York
$15K -$9.21K -200 -35%
AA
24
AlphaMark Advisors
Kentucky
$12K
AWA
25
Arkadios Wealth Advisors
Georgia
$10.6K

FJP Hedge Fund Activity: Q1 2020 in Review

30 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q1 2020, worth a combined $34.7M — down 32% from $51.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FJP and 3 opened new positions — a net loss of 4 holders — while 17 trimmed existing stakes and 7 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.54M. The largest seller was Morgan Stanley, cutting an estimated $2.86M.

  • 30 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q1 2020, down from 37 in Q4 2019.
  • Funds reported $34.7M of First Trust Japan AlphaDEX Fund stock for Q1 2020, down 32% quarter-over-quarter.
  • 3 funds opened new First Trust Japan AlphaDEX Fund positions in Q1 2020 and 7 closed out, a net change of -4 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $1.54M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q1 2020 was Morgan Stanley, an estimated $2.86M sold.

Based on aggregated 13F filings for Q1 2020.