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First Trust Japan AlphaDEX Fund

37 hedge funds and large institutions have $158M invested in First Trust Japan AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

538% more capital invested

Capital invested by funds: $24.8M → $158M (+$133M)

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

68% more funds holding

Funds holding: 2237 (+15)

25.81% more ownership

Funds ownership: 64.62%90.44% (+26%)

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

Holders
37
Holders Change
+15
Holders Change %
+68.18%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
7
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$105M +$100M +2,097,436 New
Morgan Stanley
2
Morgan Stanley
New York
$14M -$879K -18,415 -6%
HA
3
Hays Advisory
Tennessee
$9.41M +$8.99M +188,320 New
JG
4
Jefferies Group
New York
$7.92M +$7.2M +150,839 +1,925%
SAM
5
Shamrock Asset Management
Texas
$3.55M +$3.39M +71,091 New
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$3.14M +$2.34M +49,018 +353%
SAM
7
SignalPoint Asset Management
Missouri
$2.43M +$1.29M +26,999 +124%
IFWM
8
Institute for Wealth Management
Colorado
$2.27M -$234K -4,898 -10%
FHA
9
First Horizon Advisors
Tennessee
$2.26M +$2.14M +44,712 New
LPL Financial
10
LPL Financial
California
$1.56M +$31.8K +665 +2%
Wells Fargo
11
Wells Fargo
California
$1.22M +$1.16M +24,374 +110,791%
RPG
12
Risk Paradigm Group
Texas
$938K +$897K +18,774 New
MAA
13
Managed Account Advisors
New Jersey
$668K +$638K +13,364 New
Bank of America
14
Bank of America
North Carolina
$452K -$231K -4,827 -35%
Goldman Sachs
15
Goldman Sachs
New York
$430K +$411K +8,609 New
SG Americas Securities
16
SG Americas Securities
New York
$422K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$331K -$132K -2,766 -29%
PFS
18
Prospera Financial Services
Texas
$322K +$308K +6,443 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$300K +$12.6K +264 +5%
VAM
20
Visionary Asset Management
Texas
$285K +$273K +5,708 New
Jane Street
21
Jane Street
New York
$275K -$2.41M -50,459 -90%
UBS Group
22
UBS Group
Switzerland
$267K +$6.26K +131 +3%
SI
23
Stephens Inc
Arkansas
$245K +$234K +4,901 New
Stifel Financial
24
Stifel Financial
Missouri
$217K +$207K +4,339 New
TFA
25
Transamerica Financial Advisors
Florida
$183K +$174K +3,650 New

FJP Hedge Fund Activity: Q1 2015 in Review

37 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q1 2015, worth a combined $158M — up 538% from $24.8M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FJP positions and 5 closed out — a net gain of 15 holders — while 7 added to existing stakes and 6 trimmed.

The largest buyer was F-Squared Investment Management, opening a new position worth an estimated $100M. The largest seller was Jane Street, cutting an estimated $2.41M.

  • 37 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q1 2015, up from 22 in Q4 2014.
  • Funds reported $158M of First Trust Japan AlphaDEX Fund stock for Q1 2015, up 538% quarter-over-quarter.
  • 20 funds opened new First Trust Japan AlphaDEX Fund positions in Q1 2015 and 5 closed out, a net change of +15 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q1 2015 was F-Squared Investment Management, an estimated $100M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q1 2015 was Jane Street, an estimated $2.41M sold.

Based on aggregated 13F filings for Q1 2015.