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First Trust Japan AlphaDEX Fund

38 hedge funds and large institutions have $47M invested in First Trust Japan AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

186% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 7

21% more capital invested

Capital invested by funds: $38.8M → $47M (+$8.21M)

12% more funds holding

Funds holding: 3438 (+4)

6.67% more ownership

Funds ownership: 56.1%62.77% (+6.7%)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
20
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.2M +$2.23M +38,421 +10%
HighTower Advisors
2
HighTower Advisors
Illinois
$2.58M +$15.5K +267 +0.6%
Jane Street
3
Jane Street
New York
$2.52M +$1.79M +30,840 +275%
LPL Financial
4
LPL Financial
California
$2.13M +$1.02M +17,610 +98%
UBS Group
5
UBS Group
Switzerland
$1.73M +$224K +3,865 +15%
WI
6
Wintrust Investments
Illinois
$1.48M +$103K +1,769 +8%
Manulife (Manufacturers Life Insurance)
7
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.21M +$1.17M +20,216 New
SAM
8
SignalPoint Asset Management
Missouri
$1.17M +$928 +16 +0.1%
DADC
9
D.A. Davidson & Co
Montana
$1.09M +$662K +11,407 +168%
FAAS
10
First Allied Advisory Services
California
$1.02M +$441K +7,607 +81%
Lazard Asset Management
11
Lazard Asset Management
New York
$883K -$267K -4,605 -24%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$640K +$2.49K +43 +0.4%
Citadel Advisors
13
Citadel Advisors
Florida
$598K +$579K +9,977 New
RPG
14
Risk Paradigm Group
Texas
$583K +$2.44K +42 +0.4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$576K +$91.4K +1,576 +20%
Bank of America
16
Bank of America
North Carolina
$503K -$278K -4,784 -36%
AG
17
Advisor Group
Arizona
$503K
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$481K -$404K -6,956 -46%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$454K +$96.9K +1,671 +28%
Wells Fargo
20
Wells Fargo
California
$450K -$5.34K -92 -1%
IH
21
IFC Holdings
Florida
$361K -$1.56M -26,862 -82%
IA
22
IFP Advisors
Florida
$333K +$35.6K +613 +12%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$327K +$77.2K +1,330 +32%
KA
24
Kovack Advisors
Florida
$310K +$1.8K +31 +0.6%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$274K +$6.03K +104 +2%

FJP Hedge Fund Activity: Q4 2017 in Review

38 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2017, worth a combined $47M — up 21% from $38.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FJP positions and 2 closed out — a net gain of 4 holders — while 20 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.23M. The largest seller was IFC Holdings, cutting an estimated $1.56M.

  • 38 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2017, up from 34 in Q3 2017.
  • Funds reported $47M of First Trust Japan AlphaDEX Fund stock for Q4 2017, up 21% quarter-over-quarter.
  • 6 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2017 and 2 closed out, a net change of +4 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2017 was Morgan Stanley, an estimated $2.23M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2017 was IFC Holdings, an estimated $1.56M sold.

Based on aggregated 13F filings for Q4 2017.